Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
HARBOR GROUP INTERNATIONAL, LLC

CRD 285895

Norfolk, VA

Corporate platform

LLC

$3.79B46 advisorsPercentage of AUM; CARRIED INTERESTView
SCHWARTZ INVESTMENT COUNSEL INC

CRD 104693

Plymouth, MI

Corporate platform

Corporation

$3.79B11 advisorsPercentage of AUMView
HOLBROOK HOLDINGS, INC.

CRD 283258

Atlanta, GA

Corporate platform

Corporation

$3.78B3 advisorsPercentage of AUMView
SENTINEL FUND ADVISORS, INC.

CRD 327262

New York, NY

Corporate platform

Corporation

$3.78B52 advisorsPercentage of AUM; Performance-based feesView
CAPE ANN ASSET MANAGEMENT

CRD 284056

London

Corporate platform

Other (specify)

$3.78B9 advisorsPercentage of AUMView
FAS WEALTH PARTNERS, INC.

CRD 109796

Leawood, KS

Corporate platform

Corporation

$3.78B20 advisorsPercentage of AUM · Hourly charges +2 moreView
VECTOR CAPITAL MANAGEMENT, L.P.

CRD 171172

San Francisco, CA

Corporate platform

LP

$3.75B32 advisorsPercentage of AUM · Performance-based fees +1 moreView
FOREST CAPITAL MANAGEMENT, LLC

CRD 171659

Chicago, IL

Corporate platform

LLC

$3.75B8 advisorsPercentage of AUM; Fixed feesView
KINGSWOOD CAPITAL MANAGEMENT, L.P.

CRD 304649

Los Angeles, CA

Corporate platform

LP

$3.75B26 advisorsPercentage of AUM; Performance-based feesView
AVANATH CAPITAL MANAGEMENT, LLC

CRD 172704

Irvine, CA

Corporate platform

LLC

$3.75B35 advisorsPercentage of AUM; Performance-based feesView
CFT CAPITAL MANAGEMENT, LLC

CRD 319348

Los Angeles, CA

Corporate platform

LLC

$3.75B12 advisorsPercentage of AUM · Fixed fees +1 moreView
HOWLAND CAPITAL MANAGEMENT LLC

CRD 104726

Boston, MA

Corporate platform

LLC

$3.74B11 advisorsPercentage of AUM · Hourly charges +2 moreView
AUSDAL FINANCIAL PARTNERS, INC.

CRD 7995

Davenport, IA

Corporate platform

Corporation

$3.73B168 advisorsPercentage of AUM · Hourly charges +3 moreView
BOK FINANCIAL PRIVATE WEALTH, INC.

CRD 106733

Denver, CO

Corporate platform

Corporation

$3.72B23 advisorsPercentage of AUM · Hourly charges +1 moreView
POPULAR ASSET MANAGEMENT

CRD 313653

San Juan, PR

Corporate platform

LLC

$3.71B13 advisorsPercentage of AUM; Fixed feesView
ANCHORAGE CAPITAL GROUP, L.L.C.

CRD 135657

New York, NY

Corporate platform

LLC

$3.71B43 advisorsPercentage of AUM; Performance-based feesView
RESOURCE CAPITAL INVESTMENT CORPORATION

CRD 166722

Carlsbad, CA

Corporate platform

Corporation

$3.71B4 employeesPercentage of AUM; Performance-based feesView
SOUTHEASTERN ASSET MANAGEMENT INC.

CRD 105276

Memphis, TN

Corporate platform

Corporation

$3.70B14 advisorsPercentage of AUM; Performance-based feesView
THE WELCH GROUP, LLC

CRD 111273

Birmingham, AL

Corporate platform

LLC

$3.68B26 advisorsPercentage of AUM · Hourly charges +1 moreView
STEVENS CAPITAL MANAGEMENT LP

CRD 161202

Radnor, PA

Corporate platform

LP

$3.68B26 advisorsPercentage of AUM; Performance-based feesView
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

CRD 111320

Scottsdale, AZ

Corporate platform

Corporation

$3.67B12 advisorsPercentage of AUM · Hourly charges +1 moreView
LUMINT CORPORATION

CRD 324443

Boston, MA

Corporate platform

Corporation

$3.67B4 advisorsPERCENTAGE OF CURRENCY EXPOSURES AND PROCESSING FEESView
SOLEUS CAPITAL MANAGEMENT, L.P.

CRD 294459

Greenwich, CT

Corporate platform

LP

$3.66B12 advisorsPercentage of AUM; Performance-based feesView
BOUSSARD & GAVAUDAN INVESTMENT MANAGEMENT LLP

CRD 172298

London

Corporate platform

LLP

$3.65B10 advisorsPercentage of AUM; Performance-based feesView
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