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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
COX & COMPANY INVESTMENT ADVISORS, INC.

CRD 162306

Corporate platform

Corporation

$19.8M1 advisorsPercentage of AUMView
AUSTIN FINANCIAL STRATEGIES, INC.

CRD 160828

Indianapolis, IN

Corporate platform

Corporation

$19.7M1 advisorsPercentage of AUMView
HALDORSON & PINCOMBE INVESTMENT ADVISORS INC.

CRD 115023

Duluth, MN

Corporate platform

Corporation

$19.5M1 advisorsPercentage of AUMView
BENCHMARK CAPITAL MANAGEMENT CORPORATION

CRD 117460

Portsmouth, NH

Corporate platform

Corporation

$19.5M1 advisorsPercentage of AUMView
DIVERSIFIED CAPITAL CORP.

CRD 10536

Corporate platform

Corporation

$19.5M1 advisorsPercentage of AUM; HAS RIGHT TO HOURLY FEES OR RETAINERS IF IN WRITING.View
STS WEALTH MANAGEMENT, INC.

CRD 164497

Corporate platform

Corporation

$19.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FINANCIAL STRATEGIES, INC

CRD 115828

Corporate platform

Corporation

$19.4M1 advisorsPercentage of AUMView
PERSONAL WEALTH MANAGEMENT ADVISORS, INC.

CRD 135588

Dublin, OH

Corporate platform

Corporation

$19.2M1 advisorsPercentage of AUMView
MIKE WOLTERS & ASSOCIATES, LTD.

CRD 113994

Corporate platform

Corporation

$19.0M2 advisorsPercentage of AUMView
DESPAIN INVESTMENT SOLUTIONS, LTD.

CRD 122581

Collinsville, IL

Corporate platform

Corporation

$19.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
LONE PEAK ASSET MANAGEMENT, INC.

CRD 117241

Westlake Village, CA

Corporate platform

Corporation

$19.0M1 advisorsPercentage of AUM; Fixed feesView
TRIBECA INVESTMENT INC.

CRD 335369

Chestnut Hill, MA

Corporate platform

Corporation

$19.0M1 advisorsPercentage of AUMView
HOHENSEE FINANCIAL SERVICES, INC.

CRD 113381

Dousman, WI

Corporate platform

Corporation

$19.0M1 advisorsPercentage of AUM; Hourly chargesView
SCHWARTZ INVESTMENT MANAGEMENT CO.

CRD 115427

Dickinson, ND

Corporate platform

Corporation

$18.9M1 employeesPercentage of AUMView
TAYLOR K A ASSOCIATES INC

CRD 106296

Corporate platform

Corporation

$18.9M1 advisorsFixed feesView
MLD INVESTMENT ADVISORY, INC.

CRD 118571

Henderson, NV

Corporate platform

Corporation

$18.8M1 advisorsPercentage of AUMView
HEFFERNAN & ASSOCIATES, INC.

CRD 104934

St. Louis, MO

Corporate platform

Corporation

$18.7M1 advisorsPercentage of AUM; Hourly chargesView
CALVERT PLANNING CORPORATION

CRD 124524

Troy, MI

Corporate platform

Corporation

$18.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MORRIS GROUP ADVISORY SERVICE, INC

CRD 121706

Indianapolis, IN

Corporate platform

Corporation

$18.6M1 advisorsPercentage of AUMView
GERRY DRANSFELDT RIA, INC

CRD 130636

Corporate platform

Corporation

$18.6M1 advisorsPercentage of AUMView
ANTONE ASSET MANAGEMENT, INC

CRD 141468

Carlsbad, CA

Corporate platform

Corporation

$18.4M1 advisorsPercentage of AUM; Hourly chargesView
EXECUTIVE WEALTH PARTNERS

CRD 297608

Omaha, NE

Corporate platform

Corporation

$18.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ALPHA INVESTMENT MANAGEMENT, INC.

CRD 124313

Corporate platform

Corporation

$18.2M1 advisorsPercentage of AUM; Fixed feesView
MCKENNA & SULLIVAN INC

CRD 120366

Southampton, PA

Corporate platform

Corporation

$18.2M1 advisorsPercentage of AUM; Hourly chargesView
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