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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ZALES INVESTMENT MANAGEMENT, INC

CRD 112540

Corporate platform

Corporation

$22.0M1 advisorsPercentage of AUMView
FORESIGHT INVESTMENTS MANAGEMENT, INC.

CRD 116327

Corporate platform

Corporation

$21.9M1 advisorsPercentage of AUM; Hourly chargesView
UPSTATE ADVISORS GROUP

CRD 135107

North Syracuse, NY

Corporate platform

Corporation

$21.9M2 advisorsPercentage of AUM; Fixed feesView
KEVIN HEBSON & COMPANY

CRD 284899

Winnetka, IL

Corporate platform

Corporation

$21.7M1 advisorsPercentage of AUM; Hourly chargesView
K.J. HARRISON & PARTNERS (USA) INC.

CRD 282353

Toronto, On, TX

Corporate platform

Corporation

$21.7M4 advisorsPercentage of AUMView
A & C INVESTMENT, INC.

CRD 116708

Corporate platform

Corporation

$21.7M1 advisorsPercentage of AUM · Hourly charges +2 moreView
ASESORIA FINANCIERA INDEPENDIENTE, INC.

CRD 152439

Corporate platform

Corporation

$21.6M1 advisorsPercentage of AUMView
TRUFTON INVESTMENT MANAGEMENT, INC.

CRD 113174

Bronxville, NY

Corporate platform

Corporation

$21.5M1 advisorsPercentage of AUMView
WLH MANAGEMENT CO., INC.

CRD 146941

Collierville, TN

Corporate platform

Corporation

$21.5M1 advisorsPercentage of AUMView
HOLDEN WEALTH MANAGEMENT LLC

CRD 161190

Corporate platform

Corporation

$21.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
GRAHAM & CO. ADVISORY, INC.

CRD 123539

Orange, CA

Corporate platform

Corporation

$21.4M1 advisorsPercentage of AUMView
GATEWAY FINANCIAL GROUP, INC.

CRD 115619

Henrico, VA

Corporate platform

Corporation

$21.3M1 advisorsPercentage of AUM; Fixed feesView
THOMAS PAINE INVESTMENT ADVISORS

CRD 122498

Corporate platform

Corporation

$21.2M1 advisorsPercentage of AUMView
BAUER FINANCIAL SERVICES, INC.

CRD 120819

Corporate platform

Corporation

$21.2M1 advisorsPercentage of AUMView
QUEST INVESTMENT PORTFOLIO MANAGEMENT, LIMITED

CRD 114540

Corporate platform

Corporation

$21.2M1 advisorsPercentage of AUMView
MCNARON GROUP, INC.

CRD 122580

Anniston, AL

Corporate platform

Corporation

$20.7M2 advisorsPercentage of AUMView
AMIN KHAKIANI

CRD 133940

Corporate platform

Corporation

$20.7M1 advisorsPercentage of AUM; Fixed feesView
OLYMPIA WEALTH MANAGEMENT

CRD 300261

Lafayette, CA

Corporate platform

Corporation

$20.5M1 advisorsPercentage of AUM; Hourly chargesView
COMPASS TECHNOLOGY GROUP, INC.

CRD 157388

Menlo Park, CA

Corporate platform

Corporation

$20.3M2 advisorsBASED ON EXPENSE REQUIREMENTSView
HUFFMAN FINANCIAL SERVICES INC

CRD 126474

Corporate platform

Corporation

$20.1M1 advisorsPercentage of AUMView
FINANCIAL PLANNING SERVICES, INC.

CRD 311146

Fort Lauderdale, FL

Corporate platform

Corporation

$20.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
STRATEGIC CAPITAL PLANNING, INC.

CRD 140438

Corporate platform

Corporation

$20.0M1 advisorsPercentage of AUM; Hourly chargesView
GQO INVESTMENT ADVISORS, INC.

CRD 118002

Corporate platform

Corporation

$19.9M1 advisorsPercentage of AUMView
THREE LAKES ADVISORS, INC.

CRD 110103

Corporate platform

Corporation

$19.9M1 advisorsPercentage of AUMView
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