Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
AFL ADVISORY GROUP LLC

CRD 168957

Olean, NY

Corporate platform

Corporation

$31.8M1 advisorsPercentage of AUMView
GILLIKIN ADVISORS LIMITED

CRD 171397

Corporate platform

Corporation

$31.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MDW CAPITAL MANAGEMENT CORP.

CRD 330758

Los Angeles, CA

Corporate platform

Corporation

$31.7M1 advisorsPercentage of AUMView
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE

CRD 114010

Corporate platform

Corporation

$31.6M1 advisorsPercentage of AUM; Fixed feesView
AMPLIO WEALTH MANAGEMENT, INC.

CRD 309712

Austin, TX

Corporate platform

Corporation

$31.5M1 advisorsPercentage of AUMView
EVERGLADES RESOURCES, INC.

CRD 142020

Corporate platform

Corporation

$31.4M1 advisorsPercentage of AUM · Performance-based fees +1 moreView
PARKE INVESTMENT MANAGEMENT, INC.

CRD 117986

Corporate platform

Corporation

$31.4M1 advisorsPercentage of AUMView
UNION CAPITAL MANAGEMENT CORP

CRD 109670

Corporate platform

Corporation

$31.2M1 advisorsPercentage of AUM; BEATING A BENCHMARKView
WHIPPOORWILL ASSOCIATES INC

CRD 107497

White Plains, NY

Corporate platform

Corporation

$31.2M1 advisorsPercentage of AUM; Performance-based feesView
SAHNI, INC.

CRD 173759

Corporate platform

Corporation

$31.1M1 advisorsPercentage of AUM; Hourly chargesView
HEINZ GLOBAL ASSET MANAGEMENT, INC.

CRD 155610

Corporate platform

Corporation

$31.0M1 advisorsPercentage of AUM; Performance-based feesView
PERSONAL FINANCIAL MANAGEMENT, INC.

CRD 123874

Corporate platform

Corporation

$31.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BAYVIEW INVESTMENT COUNSEL, INC

CRD 116015

Stevensville, MD

Corporate platform

Corporation

$30.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ARROWHEAD WEALTH MANAGEMENT CORP.

CRD 171169

Modesto, CA

Corporate platform

Corporation

$30.8M2 advisorsPercentage of AUM · Fixed fees +1 moreView
RICHARD N. SIROTT ACCOUNTANCY CORPORATION

CRD 134360

Corporate platform

Corporation

$30.4M1 advisorsPercentage of AUMView
THI, INC.

CRD 123216

Corporate platform

Corporation

$30.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CUMBERLAND VALLEY FINANCIAL SERVICES INC.

CRD 123496

Corporate platform

Corporation

$30.3M1 advisorsPercentage of AUM; WE CHARGE A SETUP FEE, LATE FEE, AND A QUARTERLY SURCHARGE FEE FView
SCS ASSET MANAGEMENT, INC

CRD 132450

Lutz, FL

Corporate platform

Corporation

$30.2M2 advisorsPercentage of AUM; Hourly chargesView
RIVER INVESTMENT CORP

CRD 122637

Princeton, NJ

Corporate platform

Corporation

$30.1M1 advisorsPercentage of AUM · Hourly charges +2 moreView
RISING CAPITAL INC.

CRD 123233

Mill Valley, CA

Corporate platform

Corporation

$30.1M1 advisorsPercentage of AUM; Hourly chargesView
OAKWOOD WEALTH ADVISORS LTD.

CRD 164656

Corporate platform

Corporation

$30.1M1 advisorsPercentage of AUM · Hourly charges +2 moreView
STRATFORD INVESTMENT ADVISORY GROUP, INC.

CRD 111363

Mt. Prospect, IL

Corporate platform

Corporation

$29.8M1 advisorsPercentage of AUM; Fixed feesView
CPASSET MANAGEMENT, INC.

CRD 129305

Corporate platform

Corporation

$29.8M1 advisorsPercentage of AUMView
ASCENDANT CAPITAL RESEARCH, LTD.

CRD 284601

Corporate platform

Corporation

$29.8M1 advisorsPercentage of AUM; Hourly chargesView
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