Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WEALTHNEST CAPITAL INC.

CRD 281725

Staten Island, NY

Corporate platform

Corporation

$34.9M2 advisorsPercentage of AUM; Fixed feesView
LAKESIDE FINANCIAL INC.

CRD 213517

Corporate platform

Corporation

$34.8M1 advisorsPercentage of AUM · Hourly charges +2 moreView
WEALTH MANAGEMENT GROUP AG

CRD 335036

Zurich, FL

Corporate platform

Corporation

$34.7M2 advisorsPercentage of AUMView
DAVIS INVESTMENT GROUP, LTD.

CRD 124688

Corporate platform

Corporation

$34.6M1 advisorsPercentage of AUMView
THE PLANNERS INC.

CRD 326556

Fort Collins, CO

Corporate platform

Corporation

$34.4M2 advisorsPercentage of AUM; Fixed feesView
GAVLTD INTERNATIONAL CORPORATION

CRD 314687

El Paso, TX

Corporate platform

Corporation

$34.3M2 advisorsPercentage of AUM; Fixed feesView
GBL ASSET MANAGEMENT, INC.

CRD 121377

Corporate platform

Corporation

$34.3M1 advisorsPercentage of AUMView
CAPSTONE WEALTH MANAGEMENT, INC

CRD 172040

Santa Ana, CA

Corporate platform

Corporation

$34.1M1 advisorsPercentage of AUMView
SOUTHERN CALIFORNIA WEALTH MANAGEMENT ASSOCIATES

CRD 332016

Rolling Hills Estates, CA

Corporate platform

Corporation

$34.0M3 advisorsPercentage of AUMView
SAMUELS FINANCIAL SERVICES, INC.

CRD 120777

Youngstown, OH

Corporate platform

Corporation

$33.8M1 advisorsPercentage of AUM; CommissionsView
GOODMAN ASSET MANAGEMENT, INC.

CRD 128643

Corporate platform

Corporation

$33.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FOWLER FINANCIAL MANAGEMENT

CRD 124945

Corporate platform

Corporation

$33.3M2 advisorsPercentage of AUM · Fixed fees +2 moreView
MTR ADVISORY SERVICES, INC.

CRD 121140

Austin, TX

Corporate platform

Corporation

$33.2M1 advisorsPercentage of AUMView
MARSHA LEE & COMPANY,INC.

CRD 134286

Palm Desert, CA

Corporate platform

Corporation

$33.2M1 advisorsCommissionsView
MERIT ADVISORS, INC.

CRD 113999

Oklahoma City, OK

Corporate platform

Corporation

$33.2M3 advisorsPercentage of AUM; SIGNAL SERVICE PROVIDED TO THIRD PARTY ADVISORS AND INSTITUTIONSView
JOHANNSEN & ASSOCIATES, INC.

CRD 137013

Santa Barbara, CA

Corporate platform

Corporation

$33.0M1 advisorsPercentage of AUMView
FSP ADVISORS, INC.

CRD 158482

Rochester, NY

Corporate platform

Corporation

$32.6M5 advisorsPercentage of AUM; Hourly chargesView
FRANCIS CAPITAL MANAGEMENT, INC.

CRD 134402

Corporate platform

Corporation

$32.6M1 advisorsPercentage of AUMView
BULL MARKET INVESTMENT MANAGEMENT, INC.

CRD 288871

Miami, FL

Corporate platform

Corporation

$32.3M4 advisorsPercentage of AUM · Fixed fees +1 moreView
MEGSTAR FINANCIAL MANAGEMENT INC.

CRD 125514

Corporate platform

Corporation

$32.3M1 advisorsPercentage of AUMView
LAL LTD.

CRD 117748

Corporate platform

Corporation

$32.1M1 advisorsPercentage of AUMView
TERRION ADVISORS, INC.

CRD 145254

Sandy, UT

Corporate platform

Corporation

$32.0M1 advisorsPercentage of AUM · Hourly charges +2 moreView
HABERKORN FINANCIAL SERVICES, INC.

CRD 113115

Louisville, CO

Corporate platform

Corporation

$32.0M1 advisorsPercentage of AUMView
JAMES A. COLLEY, INC.

CRD 141794

Lake Placid, FL

Corporate platform

Corporation

$31.9M1 advisorsPercentage of AUM; Hourly chargesView
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