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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WESTLAKE CAPITAL INC

CRD 105473

Westlake Village, CA

Corporate platform

Corporation

$47.4M1 advisorsPercentage of AUMView
CADOGAN PARK

CRD 291546

Vancouver, B.c., TX

Corporate platform

Corporation

$47.4M2 advisorsPercentage of AUM; Hourly chargesView
LAWRENCE CAPITAL MANAGEMENT, INC.

CRD 106123

Corporate platform

Corporation

$47.3M1 advisorsPercentage of AUMView
SHUYI KONG WEALTH MANAGEMENT, INC.

CRD 168953

Millbrae, CA

Corporate platform

Corporation

$47.3M1 advisorsPercentage of AUMView
PALADIN INVESTMENT ADVISORS

CRD 315305

Cabot, AR

Corporate platform

Corporation

$47.2M2 advisorsPercentage of AUMView
AYDT INVESTMENT MANAGEMENT, INC.

CRD 116965

Evansville, IN

Corporate platform

Corporation

$46.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
OLSON WEALTH MANAGEMENT, INC.

CRD 169452

Corporate platform

Corporation

$46.5M1 advisorsPercentage of AUMView
SPENCER SMITH ASSET MANAGEMENT, INC.

CRD 312678

Corporate platform

Corporation

$46.2M1 advisorsPercentage of AUM; Hourly chargesView
KAKIS FINANCIAL SERVICES INC.

CRD 142741

Des Plaines, IL

Corporate platform

Corporation

$46.0M1 advisorsPercentage of AUMView
MERRIMACK VALLEY FINANCIAL ADVISORS, INC.

CRD 124048

Chelmsford, MA

Corporate platform

Corporation

$45.9M3 advisorsPercentage of AUM · Hourly charges +2 moreView
INVESTMENTS BY DESIGN, INC

CRD 163070

Galena, IL

Corporate platform

Corporation

$45.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

CRD 118334

Tulsa, OK

Corporate platform

Corporation

$45.4M2 advisorsPercentage of AUMView
CG MATON ADVISORY, INC.

CRD 127277

Alpharetta, GA

Corporate platform

Corporation

$45.4M2 advisorsPercentage of AUM · Hourly charges +2 moreView
MUELLER ASSET MANAGEMENT

CRD 334823

Southfield, MI

Corporate platform

Corporation

$45.0M1 advisorsPercentage of AUMView
TDT FINANCIAL INC

CRD 310877

Corporate platform

Corporation

$45.0M1 advisorsPercentage of AUM; Fixed feesView
ABBOTT CAPITAL MANAGEMENT CORP.

CRD 134334

Corporate platform

Corporation

$45.0M1 advisorsPercentage of AUM; Hourly chargesView
JKM WEALTH MANAGEMENT INC

CRD 297564

Boca Raton, FL

Corporate platform

Corporation

$44.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
JACKSON MONEY MANAGEMENT, INCORPORATED

CRD 114558

Corporate platform

Corporation

$44.5M2 advisorsPercentage of AUMView
DIVERSIFIED PLANNING CONCEPTS, INC.

CRD 112229

Corporate platform

Corporation

$44.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
MONUMENT INVESTMENTS INC.

CRD 110494

Albany, TX

Corporate platform

Corporation

$44.0M1 advisorsPercentage of AUMView
CYPRESS POINT FINANCIAL ADVISORS

CRD 169376

Corporate platform

Corporation

$43.7M1 advisorsPercentage of AUMView
TACOMA INVESTMENT GROUP

CRD 116741

Corporate platform

Corporation

$43.5M1 advisorsPercentage of AUMView
WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY INC.

CRD 138152

Corporate platform

Corporation

$43.3M1 advisorsPercentage of AUM; Hourly chargesView
NICKEL INVESTMENT ADVISORS, INC.

CRD 139058

Corporate platform

Corporation

$43.1M1 advisorsPercentage of AUMView
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