Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
V DELIMA INVESTMENTS INC

CRD 310379

FL

Corporate platform

Corporation

$102.0M1 advisorsFixed fees; Performance-based feesView
CANACCORD GENUITY WEALTH MANAGEMENT

CRD 7449

Vancouver, Bc, AK

Corporate platform

Corporation

$101.2M31 advisorsPercentage of AUMView
MICHAEL S. CARRIER & ASSOCIATES, INC.

CRD 142403

Corporate platform

Corporation

$100.0M1 advisorsPercentage of AUM; Fixed feesView
MCDONALD CAPITAL MANAGEMENT, INC.

CRD 121696

Corporate platform

Corporation

$99.5M1 advisorsFixed feesView
JEFFREY JOSEPH MANAGEMENT

CRD 329679

Corporate platform

Corporation

$98.7M1 advisorsPercentage of AUMView
BULLOCK CAPITAL ALLIANCE, INC.

CRD 121485

Colorado Springs, CO

Corporate platform

Corporation

$98.1M1 advisorsPercentage of AUMView
UPRIGHT FINANCIAL CORP

CRD 107303

NJ

Corporate platform

Corporation

$98.0M2 advisorsPercentage of AUM · Commissions +2 moreView
STRATEGIC PORTFOLIO ADVISORS

CRD 132825

Las Vegas, NV

Corporate platform

Corporation

$97.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
L.F. HOWARD ASSOCIATES INC

CRD 109096

Boston, MA

Corporate platform

Corporation

$96.9M1 advisorsPercentage of AUM · Hourly charges +2 moreView
SCOTT CONYERS CAPITAL MANAGEMENT, INC.

CRD 136549

OR

Corporate platform

Corporation

$96.7M1 advisorsPercentage of AUM; Performance-based feesView
P38 ENTERPRISES, INC.

CRD 135325

Corporate platform

Corporation

$96.3M1 advisorsHourly charges; Fixed feesView
J.W. ADVISORS INC.

CRD 113883

Phoenix, AZ

Corporate platform

Corporation

$96.1M1 advisorsPercentage of AUMView
FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC.

CRD 105422

Corporate platform

Corporation

$96.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
LEONARD INVESTMENT ADVISORS INC.

CRD 116712

Oklahoma City, OK

Corporate platform

Corporation

$95.7M6 advisorsPercentage of AUM · Hourly charges +1 moreView
BASE MANAGEMENT CO

CRD 104600

Towson, MD

Corporate platform

Corporation

$95.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PORTFOLIO MANAGEMENT & PLANNING, INC.

CRD 117264

Corporate platform

Corporation

$95.0M2 advisorsPercentage of AUMView
ROGERS CONSULTING ASSOCIATES, INC.

CRD 169931

St.. Louis, MO

Corporate platform

Corporation

$94.8M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CWM FINANCIAL GROUP, INC.

CRD 117255

Rockville, MD

Corporate platform

Corporation

$94.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
LAGUNA FINANCIAL ADVISORY

CRD 149757

Laguna Hills, CA

Corporate platform

Corporation

$93.5M2 advisorsPercentage of AUM · Hourly charges +1 moreView
LYNN H. ORR CAPITAL MANAGEMENT GROUP, INC.

CRD 112147

Corporate platform

Corporation

$93.2M1 advisorsPercentage of AUMView
B & B FINANCIAL PLANNING CO., INC.

CRD 111628

O'Fallon, MO

Corporate platform

Corporation

$93.1M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CADE GROUP, INC.

CRD 114970

Carmel, IN

Corporate platform

Corporation

$93.0M1 advisorsPercentage of AUM · Hourly charges +2 moreView
CONRAD A. MAY, CPA, P.C.

CRD 123225

Corporate platform

Corporation

$92.9M1 advisorsFixed feesView
ALBERG FINANCIAL SERVICES, INC.

CRD 115923

Corporate platform

Corporation

$92.6M1 advisorsPercentage of AUMView
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