Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MRD, INC.

CRD 111227

CA

Corporate platform

Corporation

$181.7M1 advisorsPercentage of AUMView
RICHARD NEY & ASSOCIATES ASSET MANAGEMENT, INC.

CRD 109075

Corporate platform

Corporation

$181.5M1 advisorsPercentage of AUMView
VAUBAN WEALTH MANAGEMENT

CRD 305222

Guaynabo, PR

Corporate platform

Corporation

$181.2M1 advisorsPercentage of AUM; Fixed feesView
WACKER & ASSOCIATES, INC.

CRD 159879

Jackson, MN

Corporate platform

Corporation

$180.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
FLEISHER, MARTIN

CRD 319350

NY

Corporate platform

Corporation

$180.1M1 advisorsPercentage of AUMView
WILLIAM B. WALKUP & ASSOCIATES, INC.

CRD 135533

Columbia, SC

Corporate platform

Corporation

$178.3M3 advisorsPercentage of AUMView
CANDELO CAPITAL MANAGEMENT LP

CRD 307389

New York, NY

Corporate platform

LP

$178.1M5 advisorsPercentage of AUM; Performance-based feesView
HEDGES ASSET MANAGEMENT LLC

CRD 313637

NV

Corporate platform

LLC

$178.0M1 advisorsPercentage of AUMView
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC

CRD 140485

New York, NY

Corporate platform

LLC

$177.8M9 employeesPercentage of AUM; Performance-based feesView
SOVEREIGN ASSET MANAGEMENT

CRD 285103

Amherst, NY

Corporate platform

Corporation

$176.0M2 advisorsPercentage of AUMView
COMPREHENSIVE FINANCIAL PLANNING INC

CRD 109822

Oklahoma City, OK

Corporate platform

Corporation

$176.0M2 advisorsPercentage of AUM; Hourly chargesView
THE PILLAR STRATEGIES

CRD 166641

Flemington, NJ

Corporate platform

Corporation

$175.2M3 advisorsPercentage of AUMView
CICC ALPHA INVESTMENT MANAGEMENT (USA), LLC

CRD 289848

New York, NY

Corporate platform

LLC

$175.1M1 advisorsPercentage of AUM; Performance-based feesView
ROBERT A. ZOCK & CO.,INC.

CRD 110480

Sutton, NH

Corporate platform

Corporation

$175.1M1 advisorsPercentage of AUM; Hourly chargesView
YOFFE INVESTMENT MANAGEMENT, LLC

CRD 173454

Lemoyne, PA

Corporate platform

LLC

$174.9M1 advisorsPercentage of AUMView
WEDGEWOOD ASSET MANAGEMENT, LLC

CRD 312054

Redondo Beach, CA

Corporate platform

LLC

$174.5M1 advisorsEXPENSE REIMBURSEMENTView
CLP ASSET MANAGEMENT, LLC

CRD 305962

TN

Corporate platform

LLC

$173.8M1 advisorsPercentage of AUM; Fixed feesView
COOK FINANCIAL DESIGNS, INC.

CRD 115241

Virginia Beach, VA

Corporate platform

Corporation

$172.4M1 advisorsFixed feesView
TRIANGLE INVESTMENT MANAGEMENT, LLC

CRD 329567

New York, NY

Corporate platform

LLC

$171.8M8 advisorsPercentage of AUM; Performance-based feesView
CAIN CAPITAL MANAGEMENT, LP

CRD 113592

Dallas, TX

Corporate platform

LLC

$171.2M4 advisorsFixed fees; Performance-based feesView
RMR CAPITAL MANAGEMENT LLC

CRD 285334

Tustin, CA

Corporate platform

LLC

$170.8M1 advisorsPercentage of AUMView
OXFORD CAPITAL MANAGEMENT

CRD 118359

Richm0nd, VA

Corporate platform

Corporation

$170.0M2 advisorsPercentage of AUMView
LARIMER CAPITAL CORPORATION

CRD 18189

Denver, CO

Corporate platform

Corporation

$169.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
PATHMONT INVESTMENT MANAGEMENT

CRD 299217

Seattle, WA

Corporate platform

LLC

$169.7M1 advisorsPercentage of AUM; Fixed feesView
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