Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP

CRD 143598

New York, NY

Corporate platform

LP

$238.4M1 advisorsPercentage of AUM; Performance-based feesView
AXIOM INVESTMENT MANAGEMENT LLC

CRD 141516

New York, NY

Corporate platform

LLC

$236.8M4 advisorsPercentage of AUM; Performance-based feesView
AMPERSAND CAPITAL GROUP, L.P.

CRD 329612

Burlingame, CA

Corporate platform

LP

$235.1M1 advisorsPercentage of AUM; Performance-based feesView
ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC

CRD 106999

Chesterfield, MO

Corporate platform

LLC

$234.0M2 advisorsPercentage of AUMView
GENEVA FINANCIAL GROUP

CRD 331944

Lakewood, NJ

Corporate platform

LLC

$233.7M1 advisorsPercentage of AUMView
CLUTTERBUCK CAPITAL MANAGEMENT LLC

CRD 140082

Cleveland, OH

Corporate platform

LLC

$233.4M4 advisorsPercentage of AUM · Performance-based fees +1 moreView
CONWAY CAPITAL MANAGEMENT, INC.

CRD 133260

Burbank, CA

Corporate platform

Corporation

$231.9M1 advisorsPercentage of AUMView
WHARTON MIDMARKET INVESTMENT ADVISORS INC

CRD 301186

Woodbridge, CT

Corporate platform

Corporation

$231.1M2 advisorsPercentage of AUM; Hourly chargesView
BLUHAUS CAPITAL MANAGEMENT LLC

CRD 323884

Guaynabo, PR

Corporate platform

LLC

$230.8M3 advisorsPercentage of AUM; Performance-based feesView
DILATION CAPITAL MANAGEMENT LP

CRD 307862

New York, NY

Corporate platform

LP

$228.8M3 advisorsPercentage of AUM; Performance-based feesView
PRENTICE CAPITAL MANAGEMENT, LP

CRD 161178

Greenwich, CT

Corporate platform

LP

$228.4M3 advisorsPercentage of AUM; Performance-based feesView
RM SINCERBEAUX CAPITAL MANAGEMENT, LLC.

CRD 145159

New York, NY

Corporate platform

LLC

$227.1M1 advisorsPercentage of AUMView
ALERCE INVESTMENT MANAGEMENT, L.P.

CRD 285746

Chicago, IL

Corporate platform

LP

$226.9M2 advisorsPercentage of AUM; Performance-based feesView
MAGNOLIA FINANCIAL PLANNING SERVICES, INC.

CRD 135759

Seneca, SC

Corporate platform

Corporation

$225.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
WILLIAMS CAPITAL MANAGEMENT COMPANY

CRD 109412

Wilmette, IL

Corporate platform

Corporation

$225.6M1 advisorsPercentage of AUMView
BRANSON FRANK A INC

CRD 110451

Palo Alto, CA

Corporate platform

Corporation

$223.2M1 advisorsPercentage of AUM; Performance-based feesView
CARROLL INVESTORS, INC.

CRD 311180

Mt Pleasant, SC

Corporate platform

Corporation

$221.4M2 advisorsPercentage of AUMView
ASSET MANAGEMENT ADVISORS, LLC

CRD 111309

Oklahoma City, OK

Corporate platform

LLC

$221.3M2 advisorsPercentage of AUMView
DOBSON ASSET MANAGEMENT

CRD 112079

Petaluma, CA

Corporate platform

Partnership

$217.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
LINDAHL & MANSAGER INC

CRD 107111

Fairlawn, OH

Corporate platform

Corporation

$213.7M3 advisorsPercentage of AUMView
FLOYD CAPITAL MANAGEMENT

CRD 111576

Texarkana, TX

Corporate platform

Sole prop

$213.5M4 advisorsPercentage of AUMView
MARK GILLAM ENTERPRISES

CRD 108632

Fair Oaks, CA

Corporate platform

Corporation

$210.3M2 advisorsPercentage of AUM · Hourly charges +3 moreView
HOVER4PI CAPITAL MANAGEMENT LIMITED

CRD 331899

Hong Kong

Corporate platform

Corporation

$209.9M5 advisorsPercentage of AUM; Performance-based feesView
LYNWOOD PRICE CAPITAL MANAGEMENT LP

CRD 323308

Austin, TX

Corporate platform

LP

$207.9M3 advisorsPercentage of AUM; Performance-based feesView
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