Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CARRIAGE SERVICES INVESTMENT ADVISORS, INC.

CRD 164325

Houston, TX

Corporate platform

Corporation

$308.2M2 advisorsPercentage of AUMView
COVINGTON & ASSOCIATES, INC.

CRD 113357

Westfield, NJ

Corporate platform

Corporation

$308.2M3 advisorsPercentage of AUMView
HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD 40637

New Orleans, LA

Corporate platform

Corporation

$306.1M49 advisorsPercentage of AUMView
ROCKWALL WEALTH MANAGEMENT

CRD 339856

Rockwall, TX

Corporate platform

Corporation

$305.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
CODEX CAPITAL ASSET MANAGEMENT, L.L.C.

CRD 309373

TX

Corporate platform

LLC

$304.2M1 advisorsPercentage of AUMView
VILLAFRANCO WEALTH MANAGEMENT

CRD 110371

CA

Corporate platform

Corporation

$299.1M1 advisorsPercentage of AUMView
STERLING CAPITAL MANAGEMENT INC

CRD 106822

Brookfield, WI

Corporate platform

Corporation

$296.9M3 advisorsPercentage of AUM · Hourly charges +2 moreView
DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.

CRD 307581

Palo Alto, CA

Corporate platform

Corporation

$292.0M2 advisorsPercentage of AUM; Performance-based feesView
DUDLEY CAPITAL MANAGEMENT LLC

CRD 282958

Middleburg, VA

Corporate platform

LLC

$291.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
HMOUNT ASSET MANAGEMENT (HK) LIMITED

CRD 305937

Hong Kong

Corporate platform

Corporation

$290.5M2 advisorsPercentage of AUM; Performance-based feesView
SOUTHWEST MONEY MANAGEMENT INC

CRD 109668

CA

Corporate platform

Corporation

$287.9M1 advisorsPercentage of AUM; Fixed feesView
SCHULHOFF & CO INC

CRD 105264

Cincinnati, OH

Corporate platform

Corporation

$286.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
WESBANCO SECURITIES, INC.

CRD 43276

St. Clairsville, OH

Corporate platform

Corporation

$285.9M42 advisorsPercentage of AUMView
GLASHOFER FINANCIAL ADVISORS

CRD 146262

MD

Corporate platform

Corporation

$284.3M2 advisorsPercentage of AUM; Hourly chargesView
SILVERBERG BERNSTEIN CAPITAL MANAGEMENT

CRD 327151

Armonk, NY

Corporate platform

LLC

$283.0M2 advisorsPercentage of AUM; Hourly chargesView
BENNINGTON FINANCIAL PLANNING GROUP

CRD 116302

Bennington, VT

Corporate platform

Corporation

$281.5M3 advisorsPercentage of AUM; Hourly chargesView
WWM ADVISORY INC.

CRD 133611

Culver City, CA

Corporate platform

Corporation

$280.1M2 advisorsNO SEPARATE FEE CHARGED.View
CITADEL INVESTMENT ADVISORY INC

CRD 110540

OH

Corporate platform

Corporation

$278.3M1 advisorsPercentage of AUMView
TYNER CAPITAL MANAGEMENT INVESTMENT COUNSEL, INC.

CRD 113586

Signal Mountain, TN

Corporate platform

Corporation

$277.3M1 advisorsPercentage of AUMView
DOMINION PORTFOLIO MANAGEMENT, INC.

CRD 106918

Marble Falls, TX

Corporate platform

Corporation

$277.1M18 advisorsPercentage of AUMView
BIRMINGHAM CAPITAL MANAGEMENT CO INC

CRD 108508

Birmingham, AL

Corporate platform

Corporation

$273.6M1 advisorsPercentage of AUMView
ACCRUED EQUITIES INC.

CRD 13452

Melville, NY

Corporate platform

Corporation

$271.8M3 advisorsPercentage of AUMView
WILMINGTON TRUST ASSET MANAGEMENT, LLC

CRD 325489

Wilmington, DE

Corporate platform

LLC

$271.4M31 advisorsPercentage of AUMView
SAGE FINANCIAL ADVISORS INC.

CRD 116933

Scottsdale, AZ

Corporate platform

Corporation

$270.3M5 advisorsPercentage of AUM · Hourly charges +2 moreView
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