Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MARCHANT

CRD 335094

London

Corporate platform

Corporation

$705.1M3 advisorsPercentage of AUM; Performance-based feesView
SW INVESTMENT MANAGEMENT LLC

CRD 289857

CO

Corporate platform

LLC

$698.5M1 advisorsPercentage of AUM; Performance-based feesView
LP INVESTMENT MANAGEMENT, LLC

CRD 306615

Dallas, TX

Corporate platform

LLC

$696.1M1 advisorsFixed feesView
VALUE HOLDINGS MANAGEMENT CO. LLC

CRD 157676

NY

Corporate platform

LLC

$694.5M1 advisorsPercentage of AUM; Performance-based feesView
NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLC

CRD 321208

New York, NY

Corporate platform

LLC

$690.1M4 advisorsPercentage of AUM; Performance-based feesView
YORKTOWN MANAGEMENT AND RESEARCH CO INC

CRD 105083

Forest, VA

Corporate platform

Corporation

$677.1M7 advisorsPercentage of AUMView
KARYA CAPITAL MANAGEMENT LP

CRD 160413

New York, NY

Corporate platform

LLC

$643.5M3 advisorsPercentage of AUM; Performance-based feesView
EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC

CRD 182520

Portland, OR

Corporate platform

LLC

$642.6M5 advisorsPercentage of AUM; Performance-based feesView
SCOTT & SELBER, INC. CAPITAL MANAGEMENT

CRD 105523

Houston, TX

Corporate platform

Corporation

$637.9M2 advisorsPercentage of AUMView
WEST ADVISORS, INC.

CRD 157236

IN

Corporate platform

Corporation

$636.7M1 advisorsFixed feesView
CROW'S NEST HOLDINGS LP

CRD 316652

Richmond, VA

Corporate platform

LP

$636.6M3 advisorsPercentage of AUM; Performance-based feesView
BOLTHOUSE INVESTMENT MANAGEMENT SERVICES

CRD 148531

Bakersfield, CA

Corporate platform

LLC

$631.2M5 advisorsPercentage of AUM; Hourly chargesView
LYNX1 CAPITAL MANAGEMENT LP

CRD 310301

Dorado, PR

Corporate platform

LP

$626.7M4 advisorsPercentage of AUM; Performance-based feesView
WEALTH DIMENSIONS FAMILY OFFICE, INC

CRD 266787

Cincinnati, OH

Corporate platform

Corporation

$625.9M10 advisorsPercentage of AUM · Hourly charges +1 moreView
AERIE ADVISORY GROUP LLC

CRD 333610

Gig Harbor, WA

Corporate platform

LLC

$618.1M3 advisorsPercentage of AUMView
CATALUR CAPITAL MANAGEMENT, LP

CRD 307830

New York, NY

Corporate platform

LP

$611.9M5 advisorsPercentage of AUM; Performance-based feesView
AR ASSET MANAGEMENT, INC.

CRD 110342

West Hollywood, CA

Corporate platform

Corporation

$602.6M4 advisorsPercentage of AUMView
GIVERNY CAPITAL ASSET MANAGEMENT

CRD 306473

New York, NY

Corporate platform

LLC

$599.4M2 advisorsPercentage of AUMView
HZ INVESTMENTS INC.

CRD 312268

Chevy Chase, MD

Corporate platform

Corporation

$591.4M1 advisorsPercentage of AUMView
WALTER C. FLOWER & CO., INC

CRD 110775

New Orleans, LA

Corporate platform

Corporation

$591.3M2 advisorsPercentage of AUMView
SUMMA CORP.

CRD 113091

Tomball, TX

Corporate platform

Corporation

$587.2M2 advisorsPercentage of AUM; Fixed feesView
RTW FINANCIAL ADVISORS INC

CRD 109934

Dallas, TX

Corporate platform

Corporation

$581.0M3 advisorsPercentage of AUM · Hourly charges +2 moreView
INDEPENDENT INVESTORS INC

CRD 105677

Nesconset, NY

Corporate platform

Corporation

$571.9M2 advisorsPercentage of AUMView
LIONSTONE CAPITAL MANAGEMENT LLC

CRD 157603

New York, NY

Corporate platform

LLC

$569.7M4 advisorsPercentage of AUM; Performance-based feesView
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