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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
UBS ASSET MANAGEMENT FUNDS LTD

CRD 173081

London

Corporate platform

Corporation

Fees not disclosedView
UCS INVESTMENT CO

CRD 149258

Corporate platform

Corporation

0 total employeesPercentage of AUM; Hourly chargesView
UNBIASED, INC.

CRD 323880

London, AL

Corporate platform

Corporation

1 advisorsREFERRAL FEES FROM OTHER RIAS AND BROKER DEALERSView
UNITAS CAPITAL

CRD 163943

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
UNITED MANAGERS JAPAN INC.

CRD 166897

Tokyo

Corporate platform

Corporation

Fees not disclosedView
UNITY ANGELS MANAGEMENT INC.

CRD 340424

Los Angeles, CA

Corporate platform

Corporation

Fees not disclosedView
UPTURN CORPORATION

CRD 290614

CA

Corporate platform

Corporation

1 advisorsSubscription feesView
US 1ST WEALTH MANAGEMENT

CRD 117979

Kingwood, TX

Corporate platform

Corporation

1 employeesHourly charges · Fixed fees +1 moreView
US ADVANCED COMPUTING INFRASTRUCTURE, INC.

CRD 316375

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
US ISRAEL GEFEN CAPITAL MANAGEMENT LTD

CRD 286142

Herzliya Pituach

Corporate platform

Corporation

Fees not disclosedView
USAA INVESTMENT SERVICES COMPANY

CRD 5475

San Antonio, TX

Corporate platform

Corporation

91 advisorsREFERRAL FEES PURSUANT TO A REFERRAL AGREEMENTView
V&S INVESTMENT CO., LTD

CRD 175353

Seoul

Corporate platform

Corporation

Fees not disclosedView
V.P. 3 COMPANY (MANAGEMENT) LTD.

CRD 296502

Tel Aviv

Corporate platform

Corporation

Fees not disclosedView
VAAKA PARTNERS

CRD 340606

Helsinki, Uusimaa

Corporate platform

Corporation

Fees not disclosedView
VALIA

CRD 284366

San Francisco, CA

Corporate platform

Corporation

Fees not disclosedView
VALIANT TELOS

CRD 332848

New York, NY

Corporate platform

Corporation

Fees not disclosedView
VALVERDE INVESTMENT PARTNERS PTE. LTD.

CRD 333841

Singapore

Corporate platform

Corporation

Fees not disclosedView
VANDA RESEARCH CORP

CRD 289952

New York, NY

Corporate platform

Corporation

4 advisorsSubscription fees · Fixed fees +2 moreView
VANTAGEPOINT CAPITAL PARTNERS

CRD 161447

Carpenteria, CA

Corporate platform

Corporation

Fees not disclosedView
VARECS PARTNERS LIMITED

CRD 314399

Chuo-Ku, Tokyo

Corporate platform

Corporation

Fees not disclosedView
VCM GLOBAL ASSET MANAGEMENT LTD.

CRD 322916

Nassau

Corporate platform

Corporation

Fees not disclosedView
VE PARTNERS

CRD 298908

Amsterdam

Corporate platform

Corporation

Fees not disclosedView
VELD CAPITAL LIMITED

CRD 323522

London

Corporate platform

Corporation

Fees not disclosedView
VENDIS CAPITAL MANAGEMENT NV

CRD 330054

Machelen, Flemish Brabant

Corporate platform

Corporation

Fees not disclosedView
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