Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SJ BRIDGE CAPITAL, INC.

CRD 298798

Brea, CA

Corporate platform

Corporation

Fees not disclosedView
SKY9 CAPITAL LTD.

CRD 283136

George Town, Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
SKY9 CAPITAL MVP LTD

CRD 301818

George Town, Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
SMARTPLAN INVESTING

CRD 141977

Juno Beach, FL

Corporate platform

Corporation

2 advisorsCO-ADVISOR FEESView
SOCORRO VENTURES

CRD 325149

Socorro, NM

Corporate platform

Corporation

Fees not disclosedView
SOFINNOVA PARTNERS

CRD 164104

Paris

Corporate platform

Corporation

Fees not disclosedView
SOFTTECH VC INC.

CRD 160391

San Francisco, CA

Corporate platform

Corporation

Fees not disclosedView
SOLARIS CAPITAL ADVISORS (HK) LIMITED

CRD 307935

Central, Hong Kong

Corporate platform

Corporation

Fees not disclosedView
SONA ASSET MANAGEMENT (HK) LIMITED

CRD 334729

Hong Kong, Hong Kong

Corporate platform

Corporation

Fees not disclosedView
SONDO FI

CRD 327908

Corporate platform

Corporation

1 advisorsREFERRAL FEESView
SONY VENTURES CORPORATION

CRD 321945

Tokyo

Corporate platform

Corporation

Fees not disclosedView
SORINSKY & ASSOCIATES, INC.

CRD 156629

Northbrook, IL

Corporate platform

Corporation

1 employeesSOLICITATION / REFERRAL FEESView
SOUND ADVICE FINANCIAL INC.

CRD 327104

Bannockburn, IL

Corporate platform

Corporation

1 advisorsSUBSCRIPTION FEESView
SOUND ADVISORY SERVICES INC.

CRD 143842

Corporate platform

Corporation

1 advisorsNO FEES ARE COLLECTEDView
SOUND FINANCIAL SOLUTIONS, INC.

CRD 292256

Bloomington, IL

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
SOUTH AFRICA ALPHA CAPITAL MANAGEMENT LTD.

CRD 282692

Hamilton

Corporate platform

Corporation

Fees not disclosedView
SOUTHEAST INVESTMENTS, N.C., INC.

CRD 43035

Charlotte, NC

Corporate platform

Corporation

2 employeesPercentage of AUM · Hourly charges +2 moreView
SOUTHERN CAPITAL GROUP PRIVATE LIMITED

CRD 167380

Singapore

Corporate platform

Corporation

Fees not disclosedView
SPACEFUND, INC.

CRD 315322

Houston, TX

Corporate platform

Corporation

Fees not disclosedView
SPENCER TRASK & CO.

CRD 165188

Greenwich, CT

Corporate platform

Corporation

Fees not disclosedView
SPENDVEST

CRD 339469

CA

Corporate platform

Corporation

$01 advisorsFixed feesView
SPRINGROCK MANAGEMENT

CRD 310447

Seattle, WA

Corporate platform

Corporation

Fees not disclosedView
SPX CAPITAL MANAGEMENT SINGAPORE PTE. LTD.

CRD 327515

Singapore

Corporate platform

Corporation

Fees not disclosedView
SPX INTERNATIONAL ASSET MANAGEMENT LTD.

CRD 314616

London

Corporate platform

Corporation

Fees not disclosedView
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