Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PROSPERITY CAPITAL MANAGEMENT LIMITED

CRD 160624

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
PRUDENCE

CRD 331317

New York, NY

Corporate platform

Corporation

Fees not disclosedView
PRUDENT PROSPERA PLANNING, INC.

CRD 175416

Pleasanton, CA

Corporate platform

Corporation

2 advisorsPercentage of AUM · Hourly charges +2 moreView
PUBLIC RESOURCES ADVISORY GROUP

CRD 113338

New York, NY

Corporate platform

Corporation

10 advisorsHourly charges · Fixed fees +1 moreView
PYXIS CAPITAL INC.

CRD 323297

Lehi, UT

Corporate platform

Corporation

1 advisorsHourly charges · Fixed fees +1 moreView
Q FUND MANAGEMENT (HONG KONG) LIMITED

CRD 284023

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
QARMA TECHNOLOGY, INC.

CRD 130751

London

Corporate platform

Corporation

0 total employeesPercentage of AUM; Performance-based feesView
QIMING VENTURE PARTNERS

CRD 160844

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
QPE NO. 3 MANAGEMENT PTY LIMITED

CRD 163090

Sydney, Nsw

Corporate platform

Corporation

Fees not disclosedView
QUADRIVIO CAPITAL AMERICA INC.

CRD 317491

New York, NY

Corporate platform

Corporation

Fees not disclosedView
QUANGENTICS INC.

CRD 338078

TX

Corporate platform

Corporation

1 advisorsFixed feesView
QUANTEDGE CAPITAL PTE LTD.

CRD 160363

Singapore

Corporate platform

Corporation

Fees not disclosedView
QUANTUM SOLUTIONS, INC.

CRD 118309

Corporate platform

Corporation

1 advisorsPercentage of AUM; Hourly chargesView
QUANTUM X GLOBAL CAPITAL LLC

CRD 335133

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
QUEST WEALTH SOLUTIONS, INC.

CRD 341599

Mansfield, OH

Corporate platform

Corporation

$02 advisorsPercentage of AUMView
QUILVEST CAPITAL PARTNERS AM S.A.

CRD 285757

Luxembourg

Corporate platform

Corporation

Fees not disclosedView
QUINBROOK INFRASTRUCTURE PARTNERS (JERSEY) LIMITED

CRD 288840

St. Helier

Corporate platform

Corporation

Fees not disclosedView
QUINBROOK INFRASTRUCTURE PARTNERS LIMITED

CRD 288815

London

Corporate platform

Corporation

Fees not disclosedView
QUINBROOK INFRASTRUCTURE PARTNERS PTY LIMITED

CRD 288764

Brisbane

Corporate platform

Corporation

Fees not disclosedView
QUISH & CO. LTD

CRD 334840

Zug

Corporate platform

Corporation

Fees not disclosedView
R. L. RIGARD & ASSOCIATES LTD.

CRD 277173

Los Angeles, CA

Corporate platform

Corporation

1 advisorsPercentage of AUM; Performance-based feesView
R.D.DRENKOW & CO., INC.

CRD 117068

Waverly, IA

Corporate platform

Corporation

1 advisorsPART OF ADMIN FEE AGREEMENTView
R.I.T. WEALTH ADVISORS

CRD 339934

San Luis Obispo, CA

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Fixed feesView
R136 VENTURES UAE

CRD 325540

Dubai

Corporate platform

Corporation

Fees not disclosedView
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