Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
INVESTMENT MANAGEMENT GROUP

CRD 122166

Billings, MT

Corporate platform

Corporation

$5.24B23 advisorsPercentage of AUM · Fixed fees +1 moreView
SPRUCE HOUSE INVESTMENT MANAGEMENT LLC

CRD 163427

New York, NY

Corporate platform

LLC

$5.24B4 advisorsPercentage of AUM; Performance-based feesView
LINSCOMB WEALTH, INC.

CRD 106779

Houston, TX

Corporate platform

Corporation

$5.21B25 advisorsPercentage of AUM · Hourly charges +1 moreView
DAVIDSON INVESTMENT ADVISORS, INC.

CRD 110552

Great Falls, MT

Corporate platform

Corporation

$5.20B13 advisorsPercentage of AUMView
BEAR CREEK ASSET MANAGEMENT, LLC

CRD 137677

Denver, CO

Corporate platform

LLC

$5.19B8 advisorsPercentage of AUM; Performance-based feesView
RADCLIFFE CAPITAL MANAGEMENT, L.P.

CRD 136028

Bala Cynwyd, PA

Corporate platform

LP

$5.14B11 advisorsPercentage of AUM; Performance-based feesView
GEMSPRING CAPITAL MANAGEMENT, LP

CRD 285081

Westport, CT

Corporate platform

LP

$5.14B49 advisorsPercentage of AUM; Performance-based feesView
NEXUS CAPITAL MANAGEMENT LP

CRD 168618

Los Angeles, CA

Corporate platform

LP

$5.13B21 advisorsPercentage of AUM; Performance-based feesView
NUT TREE CAPITAL MANAGEMENT, LP

CRD 282219

New York, NY

Corporate platform

LP

$5.12B13 advisorsPercentage of AUM; Performance-based feesView
SERENT CAPITAL MANAGEMENT COMPANY, L.L.C.

CRD 160292

San Francisco, CA

Corporate platform

LLC

$5.11B72 advisorsPercentage of AUM; Performance-based feesView
DWS INVESTMENTS HONG KONG LIMITED

CRD 139666

Hong Kong

Corporate platform

Corporation

$5.10B17 advisorsPercentage of AUM; Performance-based feesView
GENTER CAPITAL MANAGEMENT

CRD 108618

Los Angeles, CA

Corporate platform

LLC

$5.10B13 advisorsPercentage of AUM; ONE TIME INITIAL SET-UP FEE OF $250View
BAYPINE HOLDINGS LP

CRD 311154

Boston, MA

Corporate platform

LP

$5.10B32 advisorsPercentage of AUM; Performance-based feesView
STONEX ADVISORS INC.

CRD 174182

Birmingham, AL

Corporate platform

Corporation

$5.09B220 advisorsPercentage of AUM · Hourly charges +1 moreView
CARRINGTON CAPITAL MANAGEMENT, LLC

CRD 130813

Old Greenwich, CT

Corporate platform

LLC

$5.08B32 advisorsPercentage of AUM · Fixed fees +2 moreView
THE PACIFIC FINANCIAL GROUP, INC.

CRD 105203

Nashville, TN

Corporate platform

Corporation

$5.07B20 advisorsPercentage of AUMView
TT INTERNATIONAL

CRD 110858

London, NY

Corporate platform

Corporation

$5.07B27 advisorsPercentage of AUM; Performance-based feesView
KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD.

CRD 286032

Singapore

Corporate platform

Corporation

$5.07B7 advisorsPercentage of AUM; Performance-based feesView
FIRST FOUNDATION ADVISORS

CRD 106075

Irvine, CA

Corporate platform

Corporation

$5.06B25 advisorsPercentage of AUM · Hourly charges +2 moreView
OBERWEIS ASSET MANAGEMENT INC

CRD 105471

Lisle, IL

Corporate platform

Corporation

$5.06B17 advisorsPercentage of AUM; PROVIDE MODEL PORTFOLIO DATA TO CLIENTSView
TRUEPLAN BENEFIT AND RETIREMENT ADVISORS

CRD 36026

Rensselaer, NY

Corporate platform

Corporation

$5.06B6 advisorsPercentage of AUM; Fixed feesView
NEWPORT GROUP CONSULTING, LLC

CRD 140944

Lake Mary, FL

Corporate platform

LLC

$5.05B14 advisorsPercentage of AUM · Fixed fees +1 moreView
LUXOR CAPITAL GROUP, LP

CRD 138253

New York, NY

Corporate platform

LP

$5.04B20 advisorsPercentage of AUM; PERFORMANCE-BASED ALLOCATIONSView
KENNEDY CAPITAL MANAGEMENT

CRD 105834

St. Louis, MO

Corporate platform

LLC

$5.02B20 advisorsPercentage of AUM; Performance-based feesView
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