Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GREEN TREE WEALTH, INC

CRD 331662

Bend, OR

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
GREENPORTFOLIO INC.

CRD 330597

AK

Corporate platform

Corporation

1 advisorsREFERRAL FEEView
GREENWOODS BLOOM II LTD.

CRD 308051

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
GREENWOODS BLOOM III LTD.

CRD 308052

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
GREENWOODS INVESTMENT MANAGEMENT LTD.

CRD 282382

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
GREY HOUSE PARTNERS GP INC.

CRD 326882

Toronto, Ontario

Corporate platform

Corporation

Fees not disclosedView
GREYLOCK PARTNERS

CRD 161537

San Francisco, CA

Corporate platform

Corporation

Fees not disclosedView
GROTECH MANAGEMENT COMPANY

CRD 162772

Owings Mills, MD

Corporate platform

Corporation

Fees not disclosedView
GROUP 11

CRD 299161

Beverly Hills, CA

Corporate platform

Corporation

Fees not disclosedView
GRUPO GUAYACAN

CRD 163655

San Juan, PR

Corporate platform

Corporation

Fees not disclosedView
GUANILL WEALTH MANAGEMENT

CRD 281340

Sacramento, CA

Corporate platform

Corporation

2 advisorsPercentage of AUM; Fixed feesView
GUARDIAN SMART INFRASTRUCTURE MANAGEMENT INC.

CRD 332170

Toronto, Ontario

Corporate platform

Corporation

Fees not disclosedView
GUIDE ADVISORS, INC.

CRD 281828

Bothell, WA

Corporate platform

Corporation

5 advisorsHourly charges · Fixed fees +1 moreView
GUZEK ASSET MANAGEMENT

CRD 139486

Bloomington, MN

Corporate platform

Corporation

3 advisorsHourly charges; FINANCIAL PLANNING FEESView
GWAN GLOBAL SERVICES, CORP.

CRD 300717

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +2 moreView
GXII INC.

CRD 315095

Corporate platform

Corporation

1 advisorsSOLICITOR/REFERRAL FEES FROM UBS FINANCIAL SERVICESView
GYRUS CAPITAL

CRD 334695

Geneva

Corporate platform

Corporation

Fees not disclosedView
H.S. FINANCIAL, INC.

CRD 136731

San Diego, CA

Corporate platform

Corporation

1 advisorsFixed feesView
HADLEY

CRD 313400

AL

Corporate platform

Corporation

1 advisorsTRANSACTION/PROCESSING FEEView
HALAL ALPHA

CRD 335111

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +2 moreView
HALL ASSET MANAGEMENT GROUP, INC.

CRD 166285

Columbia, SC

Corporate platform

Corporation

2 advisorsHourly charges · Fixed fees +1 moreView
HALL FINANCIAL SERVICES, INC

CRD 292580

Corte Madera, CA

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +1 moreView
HAMILTON & COMPANY

CRD 11310

Princeton, NJ

Corporate platform

Corporation

4 advisorsPercentage of AUM; Fixed feesView
HAMPTON FINANCIAL SERVICES

CRD 124050

Corporate platform

Corporation

0 total employeesHourly charges; CommissionsView
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