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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
DELTA CAPITAL MANAGEMENT, INC.

CRD 164736

Dublin, OH

Corporate platform

Corporation

$6.8M1 advisorsPercentage of AUMView
SKIDMORE ADVISORY SERVICES, INC.

CRD 166423

Denver, CO

Corporate platform

Corporation

$6.8M1 advisorsPercentage of AUMView
NEUMEIER CAPITAL MANAGEMENT, INC

CRD 115911

Corporate platform

Corporation

$6.7M1 advisorsPercentage of AUM; Hourly chargesView
ALLEN FINANCIAL ADVISEMENT, INC.

CRD 337542

La Jolla, CA

Corporate platform

Corporation

$6.7M1 advisorsPercentage of AUM; Fixed feesView
CELTIC CAPITAL CORPORATION

CRD 116707

Corporate platform

Corporation

$6.7M1 advisorsPercentage of AUMView
FINANCIAL SYNERGY, INC.

CRD 122622

Corporate platform

Corporation

$6.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SUMMIT INVESTMENTS, INC.

CRD 123722

Corporate platform

Corporation

$6.6M1 advisorsPercentage of AUMView
HERITAGE ADVISORY SERVICES, INC.

CRD 119241

Malvern, PA

Corporate platform

Corporation

$6.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SPIRITUS FINANCIAL PLANNING

CRD 141372

Corporate platform

Corporation

$6.5M1 advisorsPercentage of AUM · Hourly charges +2 moreView
SIRMIUM CAPITAL, LLC

CRD 167682

Corporate platform

Corporation

$6.5M1 advisorsPercentage of AUM; Performance-based feesView
NEWDAY

CRD 174758

Southbury, CT

Corporate platform

Corporation

$6.5M1 advisorsPercentage of AUMView
DRISCOLL FINANCIAL

CRD 285778

Plymouth, MA

Corporate platform

Corporation

$6.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CORNERSTONE FINANCIAL ADVISORS LTD.

CRD 119299

Henderson, NV

Corporate platform

Corporation

$6.4M1 advisorsPercentage of AUMView
N.A. SILVA & COMPANY, INC.

CRD 319252

Corporate platform

Corporation

$6.4M1 advisorsPercentage of AUM; Performance-based feesView
DJPUFF ADVISORS GROUP, INC.

CRD 132754

Camillus, NY

Corporate platform

Corporation

$6.4M1 advisorsASSET-BASED FEESView
STRATEGIC FINANCIAL PLANNING, INC.

CRD 121007

Minnetonka, MN

Corporate platform

Corporation

$6.3M1 advisorsPercentage of AUM; Hourly chargesView
ATLANTA WEALTH MANAGEMENT, INC.

CRD 125190

Corporate platform

Corporation

$6.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
TSAI WEALTH MANAGEMENT

CRD 151928

Pasadena, CA

Corporate platform

Corporation

$6.2M1 advisorsPercentage of AUM; Hourly chargesView
GLOBAL WEALTH MANAGEMENT

CRD 167025

Corona Del Mar, CA

Corporate platform

Corporation

$6.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
J.H. DARBIE & CO., INC.

CRD 43520

New York, NY

Corporate platform

Corporation

$6.1M3 advisorsPercentage of AUM; SUBADVISORY AND SOLICITATIONSView
NORTHBAY ADVISORS

CRD 129214

Rohnert Park, CA

Corporate platform

Corporation

$6.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
KINGSBURY FINANCIAL MANAGEMENT, INC.

CRD 114492

Corporate platform

Corporation

$6.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CALEB LAWRENCE REGISTERED INVESTMENT ADVISER INC.

CRD 108368

Corporate platform

Corporation

$6.0M1 advisorsPercentage of AUMView
AI FINANCIAL, INC.

CRD 128781

Simi Valley, CA

Corporate platform

Corporation

$6.0M1 advisorsPercentage of AUMView
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