Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PRISM FUND SOLUTIONS, INC.

CRD 124651

Corporate platform

Corporation

$42.3M1 advisorsPercentage of AUM; Fixed feesView
PARAMOUNT INVESTMENT ADVISORS

CRD 146217

Buford, GA

Corporate platform

Corporation

$42.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
THRIFT FINANCIAL, INC.

CRD 314917

Newtown, PA

Corporate platform

Corporation

$42.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

CRD 128040

Corporate platform

Corporation

$41.9M2 advisorsPercentage of AUMView
THAMES ASSET MANAGEMENT, INC

CRD 106559

Hackensack, NJ

Corporate platform

Corporation

$41.8M1 advisorsPercentage of AUM; Hourly chargesView
RETIREMENT WEALTH CENTER INC

CRD 288964

Thousand Oaks, CA

Corporate platform

Corporation

$41.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
THE PACIFIC GROUP LIMITED

CRD 161424

Sheung Wan

Corporate platform

Corporation

$41.8M2 advisorsPercentage of AUM; Performance-based feesView
FIRST WESTERN SECURITIES, INC.

CRD 19537

Hurst, TX

Corporate platform

Corporation

$41.7M6 advisorsPercentage of AUMView
STONEBRIDGE FINANCIAL SOLUTIONS, INC

CRD 139911

Lone Tree, CO

Corporate platform

Corporation

$41.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
NFI ADVISORS, INC

CRD 130717

Novi, MI

Corporate platform

Corporation

$41.7M2 advisorsPercentage of AUM; RESIDUAL REFERRAL OF THIRD-PARTY INVESTMENT ADVISORS.View
TIMEWEALTH ADVISORS INC.

CRD 334595

Mentor, OH

Corporate platform

Corporation

$41.7M1 advisorsPercentage of AUMView
FRONTIER FINANCIAL PLANNING & CAPITAL MANAGEMENT, INC.

CRD 124675

Hillsborough, NJ

Corporate platform

Corporation

$41.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
RETIREMENT MONEY MANAGEMENT

CRD 145149

Sarasota, FL

Corporate platform

Corporation

$41.6M1 advisorsPercentage of AUM · Hourly charges +2 moreView
GLACIERWEALTH

CRD 116372

Whitefish, MT

Corporate platform

Corporation

$41.5M1 advisorsPercentage of AUM; Fixed feesView
THE PORTOLA GROUP INC

CRD 105359

Corporate platform

Corporation

$41.4M1 advisorsPercentage of AUM · Fixed fees +1 moreView
QUANTUMVEST, INC.

CRD 171780

Scottsdale, AZ

Corporate platform

Corporation

$41.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ACADIA WEALTH ADVISORS

CRD 155698

Corporate platform

Corporation

$41.2M1 advisorsPercentage of AUMView
SCIPIONE WEALTH ADVISORS, INC.

CRD 121874

Wyckoff, NJ

Corporate platform

Corporation

$41.2M1 advisorsPercentage of AUM · Fixed fees +2 moreView
FERRIS WHEEL FINANCE, INC.

CRD 292091

Venice, FL

Corporate platform

Corporation

$41.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPITAL STRATEGIES, INC.

CRD 121704

Indianapolis, IN

Corporate platform

Corporation

$41.1M3 advisorsPercentage of AUM; Hourly chargesView
SPANO ADVISORY SERVICES INC.

CRD 113588

Mahopac, NY

Corporate platform

Corporation

$41.0M1 advisorsPercentage of AUM; Hourly chargesView
GUIDE ROCK CAPITAL MANAGEMENT, INC.

CRD 149820

Omaha, NE

Corporate platform

Corporation

$41.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
BERG FAIRCLOTH INVESTMENT ADVISORS

CRD 118673

Leesburg, VA

Corporate platform

Corporation

$41.0M2 advisorsPercentage of AUM; Hourly chargesView
HERRINGTON WEALTH MANAGEMENT CORPORATION

CRD 305202

Frisco, TX

Corporate platform

Corporation

$40.9M2 advisorsPercentage of AUM; Fixed feesView
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