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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MOSAIC CAPITAL INC.

CRD 336051

George Town, Grand Cayman

Corporate platform

Corporation

$75.0M4 advisorsPercentage of AUM; Performance-based feesView
PARAGON RETIREMENT PLANNING, INC.

CRD 284630

Troy, MI

Corporate platform

Corporation

$75.0M4 advisorsPercentage of AUM; Fixed feesView
A. H. WILLIAMS & COMPANY, INC.

CRD 123682

Corporate platform

Corporation

$74.9M2 advisorsPercentage of AUMView
MOUNTAIN PASS PLANNING

CRD 283389

Hopewell Junction, NY

Corporate platform

Corporation

$74.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
EKO

CRD 313296

AZ

Corporate platform

Corporation

$74.9M2 advisorsPercentage of AUMView
CHARTER OAK ASSET MANAGEMENT, INC.

CRD 27823

Cheshire, CT

Corporate platform

Corporation

$74.8M2 advisorsPercentage of AUM; Hourly chargesView
HURWITZ ASSOCIATES, INC.

CRD 133472

Houston, TX

Corporate platform

Corporation

$74.8M5 advisorsPercentage of AUMView
GINSBERG FINANCIAL STRATEGIES

CRD 161151

Walnut Creek, CA

Corporate platform

Corporation

$74.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MACRO WEALTH MANAGEMENT, INC.

CRD 143382

Peoria, IL

Corporate platform

Corporation

$74.8M4 advisorsPercentage of AUM · Hourly charges +4 moreView
WALTER J. REYNA, INC.

CRD 141173

Mcallen, TX

Corporate platform

Corporation

$74.8M2 advisorsPercentage of AUM; Hourly chargesView
PROBITAS FINANCIAL

CRD 143819

Newport Beach, CA

Corporate platform

Corporation

$74.7M1 advisorsPercentage of AUMView
SATORI WEALTH MANAGEMENT, INC.

CRD 287979

San Diego, CA

Corporate platform

Corporation

$74.7M2 advisorsPercentage of AUM; Fixed feesView
LIFESTAGE WEALTH MANAGEMENT, INC.

CRD 116143

Coon Rapids, MN

Corporate platform

Corporation

$74.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
SARASOTA CAPITAL STRATEGIES,INC.

CRD 125951

Osprey, FL

Corporate platform

Corporation

$74.6M2 advisorsPercentage of AUM; Fixed feesView
RCN WEALTH ADVISORS, INC.

CRD 163562

MD

Corporate platform

Corporation

$74.5M1 advisorsPercentage of AUM · Hourly charges +2 moreView
LYTLE INVESTMENTS

CRD 297591

Grand Island, NY

Corporate platform

Corporation

$74.3M3 advisorsPercentage of AUMView
ALTERNATIVE STRATEGIES GROUP, INC.

CRD 169949

Sioux Falls, SD

Corporate platform

Corporation

$74.2M1 advisorsPercentage of AUM; Fixed feesView
WORTHWHILE WEALTH COUNCIL

CRD 126918

Johnson City, TN

Corporate platform

Corporation

$74.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
INVESTORS CAPITAL MANAGEMENT INC

CRD 110823

Darien, CT

Corporate platform

Corporation

$74.1M2 advisorsPercentage of AUMView
MFAC FINANCIAL ADVISORS, INC.

CRD 114519

Westlake Village, CA

Corporate platform

Corporation

$74.1M2 advisorsPercentage of AUM · Hourly charges +2 moreView
THOMPSON PRIVATE WEALTH

CRD 172142

Sioux Falls, SD

Corporate platform

Corporation

$73.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
USA MUTUALS ADVISORS, INC.

CRD 131750

Concord, MA

Corporate platform

Corporation

$73.7M2 advisorsPercentage of AUMView
TIMEPIECE FINANCIAL PLANNING, INC.

CRD 158475

Battle Ground, WA

Corporate platform

Corporation

$73.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
COY CAPITAL MANAGEMENT

CRD 154993

Monroeville, PA

Corporate platform

Corporation

$73.6M1 advisorsPercentage of AUM; Hourly chargesView
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