Falists

Search advisors

Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
COMPASS RETIREMENT GROUP LLC

CRD 282420

St.. Louis, MO

Corporate platform

LLC

$111.9M7 advisorsPercentage of AUMView
ORCHARD CAPITAL MANAGEMENT, LLC

CRD 269957

Chicago, IL

Corporate platform

LLC

$111.8M3 advisorsPercentage of AUM · Fixed fees +1 moreView
SULLIVAN INVESTMENT MANAGEMENT LLC

CRD 289217

Wisconsin Rapids, WI

Corporate platform

LLC

$111.8M1 advisorsPercentage of AUMView
TAM CAPITAL MANAGEMENT INC

CRD 155271

CT

Corporate platform

Corporation

$111.7M1 advisorsPercentage of AUM; Performance-based feesView
PMD ADVISORY

CRD 159443

Hoover, AL

Corporate platform

Corporation

$111.6M2 advisorsPercentage of AUM · Hourly charges +2 moreView
POWERS INVESTMENT ADVISORY CORPORATION

CRD 110401

OH

Corporate platform

Corporation

$111.6M2 advisorsPercentage of AUMView
FINANCIAL MOUNTAIN INC

CRD 108489

Boulder, CO

Corporate platform

Corporation

$111.3M2 advisorsPercentage of AUM; Fixed feesView
MILNE FINANCIAL PLANNING, INC.

CRD 116346

Saint Johnsbury, VT

Corporate platform

Corporation

$111.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
THE QUICK GROUP LLC

CRD 334472

New York, NY

Corporate platform

LLC

$111.3M1 advisorsPercentage of AUMView
SUMMIT PLANNING GROUP, INC.

CRD 125994

E. Syracuse, NY

Corporate platform

Corporation

$111.0M1 advisorsPercentage of AUMView
SEACREST INVESTMENT MANAGEMENT, LLC

CRD 143670

Purchase, NY

Corporate platform

LLC

$110.9M3 advisorsPercentage of AUMView
KALTBAUM CAPITAL MANAGEMENT

CRD 123991

AZ

Corporate platform

LLC

$110.9M1 advisorsPercentage of AUM · Fixed fees +1 moreView
FOX FINANCIAL SERVICES, INC.

CRD 112506

White Plains, NY

Corporate platform

Corporation

$110.9M1 advisorsPercentage of AUMView
PACIFIC EXCEL WEALTH ADVISORS, INC.

CRD 172356

Walnut Creek, CA

Corporate platform

Corporation

$110.8M1 advisorsPercentage of AUM; Fixed feesView
KLOPP INVESTMENT MANAGEMENT LLC

CRD 106145

Cleveland, OH

Corporate platform

LLC

$110.6M2 advisorsPercentage of AUMView
WHITE OAK WEALTH PARTNERS

CRD 317324

Raleigh, NC

Corporate platform

Corporation

$110.5M1 advisorsPercentage of AUMView
QUINT INVESTMENTS AND INSURANCE

CRD 168463

Wappingers Falls, NY

Corporate platform

Corporation

$110.4M8 advisorsPercentage of AUM · Hourly charges +1 moreView
AIGEN INVESTMENT MANAGEMENT, LP

CRD 297391

New York City, NY

Corporate platform

LP

$110.3M7 advisorsPerformance-based feesView
CFG WEALTH MANAGEMENT SERVICES INC

CRD 108351

Indianapolis, IN

Corporate platform

Corporation

$110.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
PACIFIC FINANCIAL ADVISORS

CRD 154160

Bellevue, WA

Corporate platform

Corporation

$110.2M5 advisorsPercentage of AUMView
BENTHAM WEALTH ADVISORS

CRD 332035

Williamsville, NY

Corporate platform

Corporation

$110.1M2 advisorsPercentage of AUM; Fixed feesView
LOCKERMAN FINANCIAL GROUP, INC

CRD 316860

Newport Beach, CA

Corporate platform

Corporation

$110.1M1 advisorsPercentage of AUM; Fixed feesView
SHIRAISHI FINANCIAL GROUP ADVISORS

CRD 168645

Honolulu, HI

Corporate platform

LLC

$110.1M5 advisorsPercentage of AUM · Fixed fees +1 moreView
TABER ASSET MANAGEMENT L.L.C.

CRD 115849

Corporate platform

LLC

$110.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
PreviousPage 245 of 474Next