Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
INVESTMENT MANAGERS GROUP, LLC

CRD 164203

Temecula, CA

Corporate platform

LLC

$116.8M2 advisorsPercentage of AUMView
NIM WEALTH SOLUTIONS

CRD 334754

San Jose, CA

Corporate platform

Corporation

$116.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
DELPHI MANAGEMENT INC

CRD 106042

MA

Corporate platform

Corporation

$116.7M4 advisorsPercentage of AUMView
ALSWORTH CAPITAL MANAGEMENT, LLC

CRD 281417

Corning, NY

Corporate platform

LLC

$116.7M2 advisorsPercentage of AUM; Hourly chargesView
HAYES ASSET MANAGEMENT, LLC

CRD 141220

Rochester, NY

Corporate platform

LLC

$116.6M4 advisorsPercentage of AUMView
LUNA CAPITAL MANAGEMENT, LLC

CRD 307687

Burlingame, CA

Corporate platform

LLC

$116.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.

CRD 111549

San Jose, CA

Corporate platform

Corporation

$116.4M5 advisorsPercentage of AUM · Hourly charges +1 moreView
EBERT CAPITAL MANAGEMENT INC.

CRD 155169

Eureka, CA

Corporate platform

Corporation

$116.3M1 advisorsPercentage of AUM; Hourly chargesView
GREENSKEEPER ASSET MANAGEMENT INC.

CRD 325725

Oakville, Ontario, TX

Corporate platform

Corporation

$116.3M2 advisorsPercentage of AUM; Performance-based feesView
SERONE CAPITAL MANAGEMENT LLC

CRD 338114

New York, NY

Corporate platform

LLC

$116.1M2 advisorsFixed feesView
PRIVATE COUNSEL GROUP, LTD.

CRD 300083

Indianapolis, IN

Corporate platform

Corporation

$116.0M1 advisorsPercentage of AUM; Hourly chargesView
BENSON WEALTH MANAGEMENT, INC.

CRD 318898

CA

Corporate platform

Corporation

$116.0M2 advisorsPercentage of AUMView
GLOBAL ENVIRONMENT FUND

CRD 107208

Bethesda, MD

Corporate platform

Corporation

$116.0M2 advisorsPercentage of AUM; Performance-based feesView
PARAGON ASSET MANAGEMENT INC.

CRD 107863

Orinda, CA

Corporate platform

Corporation

$115.9M1 advisorsPercentage of AUMView
THE UJANO ADVISORY GROUP LLC

CRD 288141

Corporate platform

LLC

$115.9M1 advisorsPercentage of AUM; Fixed feesView
TRG CAPITAL MANAGEMENT, INC.

CRD 146674

Raleigh, NC

Corporate platform

Corporation

$115.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
MANRKE WEALTH

CRD 333697

Toronto, Ontario, LA

Corporate platform

Corporation

$115.7M2 advisorsPercentage of AUMView
FIRST GEORGETOWN SECURITIES, INC

CRD 5871

Alexandria, VA

Corporate platform

Corporation

$115.7M2 advisorsPercentage of AUMView
MCCORMACK FINANCIAL PLANNING INC.

CRD 136857

Atlanta, GA

Corporate platform

Corporation

$115.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
THIRD GEAR CAPITAL MANAGEMENT LP

CRD 327316

Houston, TX

Corporate platform

LP

$115.7M2 advisorsPercentage of AUM; Performance-based feesView
WESTERN GROWERS FINANCIAL SERVICES

CRD 115115

Irvine, CA

Corporate platform

Corporation

$115.6M3 advisorsPercentage of AUM · Fixed fees +1 moreView
RISK PARADIGM GROUP, LLC

CRD 155870

Burlington, MA

Corporate platform

LLC

$115.6M2 advisorsPercentage of AUMView
PROFESSIONAL FINANCIAL MANAGEMENT, INC.

CRD 154016

Appleton, WI

Corporate platform

Corporation

$115.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CORINTHIAN WEALTH MANAGEMENT

CRD 312196

San Jose, CA

Corporate platform

Corporation

$115.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
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