Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
DOUCET ASSET MANAGEMENT, LLC

CRD 141546

New Orleans, LA

Corporate platform

LLC

$120.8M2 advisorsPercentage of AUMView
THE WEALTH BOUTIQUE

CRD 317291

Chester, NJ

Corporate platform

Corporation

$120.8M11 advisorsPercentage of AUM; Fixed feesView
VAN WINKLE WEALTH MANAGEMENT GROUP LLC

CRD 134813

Newark, OH

Corporate platform

LLC

$120.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MONTCHANIN ASSET MANAGEMENT, LLC

CRD 304367

Montchanin, DE

Corporate platform

LLC

$120.8M2 advisorsPercentage of AUMView
EMERALD ASSET MANAGEMENT, INC.

CRD 174691

Rocky Mount, NC

Corporate platform

Corporation

$120.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
APOGEE INVESTMENT MANAGEMENT

CRD 173687

NY

Corporate platform

LLC

$120.6M1 advisorsPercentage of AUM; Fixed feesView
LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY

CRD 277030

Corporate platform

LLC

$120.5M1 advisorsPercentage of AUMView
TWEET MANAGEMENT SERVICES, INC.

CRD 156730

La Mesa, CA

Corporate platform

Corporation

$120.5M1 advisorsPercentage of AUM; Hourly chargesView
TROTT BROOK FINANCIAL

CRD 290962

Anoka, MN

Corporate platform

Corporation

$120.5M1 advisorsPercentage of AUM; Fixed feesView
ADVANCED PLANNING ADVISORS GROUP INC.

CRD 313101

Naperville, IL

Corporate platform

Corporation

$120.4M2 advisorsPercentage of AUMView
STONEFIELD INVESTMENT ADVISORY, INC.

CRD 113802

Cedar Rapids, IA

Corporate platform

Corporation

$120.3M1 advisorsPercentage of AUM; Hourly chargesView
WESTERN RESERVE CAPITAL MANAGEMENT, LLC

CRD 329811

Hudson, OH

Corporate platform

LLC

$120.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
WEBER CAPITAL MANAGEMENT LLC

CRD 109624

CA

Corporate platform

LLC

$120.2M1 advisorsPercentage of AUM; Performance-based feesView
WORCESTER ADVISORS

CRD 106653

Worcester, MA

Corporate platform

Corporation

$120.2M3 advisorsPercentage of AUMView
ABENS FINANCIAL SERVICES INC

CRD 106604

Edina, MN

Corporate platform

Corporation

$120.1M3 advisorsPercentage of AUM · Hourly charges +1 moreView
HINSDALE ASSOCIATES

CRD 108293

Hinsdale, IL

Corporate platform

Corporation

$120.1M1 advisorsPercentage of AUM; Fixed feesView
SASSER INVESTMENT MANAGEMENT, INC.

CRD 110886

Berkeley, CA

Corporate platform

Corporation

$120.1M2 advisorsPercentage of AUM; 3RD PARTY COMPENSATION IS RECEIVED FOR TRUST DEED INVESTMENTS.View
GFN CAPITAL MANAGEMENT

CRD 139403

Richardson, TX

Corporate platform

LLC

$120.1M4 advisorsPercentage of AUM · Subscription fees +1 moreView
PINETREE ADVISORS CORP.

CRD 299275

Miami, FL

Corporate platform

Corporation

$120.0M2 advisorsPercentage of AUM · Fixed fees +1 moreView
SENECA CAPITAL MANAGEMENT, LLC

CRD 288206

Denver, CO

Corporate platform

LLC

$120.0M1 advisorsPercentage of AUM; Performance-based feesView
BRICKELL KEY ASSET MANAGEMENT LIMITED

CRD 170675

St.. Peter Port, SC

Corporate platform

Corporation

$119.9M6 advisorsPercentage of AUM; Performance-based feesView
ALTMAN INVESTMENT MANAGEMENT LLC

CRD 113832

Princeton, NJ

Corporate platform

LLC

$119.9M3 advisorsPercentage of AUMView
FAIR ASSET MANAGEMENT, LLC

CRD 334853

TX

Corporate platform

LLC

$119.8M1 advisorsPercentage of AUM; Fixed feesView
SABRE ASSET MANAGEMENT LLC

CRD 288889

Pepper Pike, OH

Corporate platform

LLC

$119.7M1 advisorsPercentage of AUMView
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