Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
KONZA GLOBAL WEALTH GROUP

CRD 331692

Overland Park, KS

Corporate platform

LLC

$125.2M2 advisorsPercentage of AUM; Fixed feesView
EAST BEACH ASSET MANAGEMENT, LLC

CRD 310563

Los Angeles, CA

Corporate platform

LLC

$125.0M1 advisorsPercentage of AUM · Fixed fees +1 moreView
IIC

CRD 168705

Bloomfield Hills, MI

Corporate platform

Corporation

$125.0M5 advisorsFixed fees; CHARGE AN ASSET BASED FEE ON RETIREMENT PLANS UNDER ADVISEMENTView
JOHNSTON INVESTMENT COUNSEL, LTD.

CRD 109726

Peoria, IL

Corporate platform

Corporation

$125.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SAWYER CAPITAL MANAGEMENT

CRD 161054

Corporate platform

Corporation

$124.9M1 advisorsPercentage of AUMView
CAPITAL ADVISOR NETWORK

CRD 297578

Lafayette, IN

Corporate platform

Corporation

$124.5M9 advisorsPercentage of AUM · Hourly charges +1 moreView
VORPAHL WING ADVISORS, INC.

CRD 47548

Spokane, WA

Corporate platform

Corporation

$124.4M4 advisorsPercentage of AUMView
TITAN INVESTMENT MANAGEMENT LLC

CRD 291148

Indianapolis, IN

Corporate platform

LLC

$123.9M4 advisorsPercentage of AUMView
AGILIS INVESTMENT MANAGEMENT LLC

CRD 336358

Wilton, CT

Corporate platform

LLC

$123.8M4 advisorsPercentage of AUMView
COSEY FINANCIAL SERVICES, INC.

CRD 140175

Knoxville, TN

Corporate platform

Corporation

$123.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
PEACE OF MIND FINANCIAL PLANNING, INC

CRD 289067

Colorado Springs, CO

Corporate platform

Corporation

$123.6M2 advisorsHourly charges; Fixed feesView
CANDIDE GROUP

CRD 286086

Oakland, CA

Corporate platform

LLC

$123.6M4 advisorsPercentage of AUM · Fixed fees +1 moreView
FITZWILLIAMS WEALTH MANAGEMENT INC.

CRD 312192

Chesapeake, VA

Corporate platform

Corporation

$123.5M6 advisorsPercentage of AUMView
DALY INVESTMENT MANAGEMENT, LLC

CRD 149980

Mount Prospect, IL

Corporate platform

LLC

$123.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ZUCKERMAN CAPITAL MANAGEMENT, LLC

CRD 148549

Los Angeles, CA

Corporate platform

LLC

$123.5M2 advisorsPercentage of AUMView
GALLAGHER WEALTH MANAGEMENT

CRD 161266

Danville, CA

Corporate platform

Corporation

$123.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
INTEGRA FINANCIAL, INC.

CRD 113422

Greenwood Village, CO

Corporate platform

Corporation

$123.4M4 advisorsPercentage of AUM · Hourly charges +1 moreView
O'DONNELL WEALTH MANAGEMENT

CRD 323384

Cody, WY

Corporate platform

Corporation

$123.3M4 advisorsPercentage of AUMView
DEWITT CAPITAL MANAGEMENT

CRD 108232

Collegeville, PA

Corporate platform

Corporation

$123.2M3 advisorsPercentage of AUM · Fixed fees +1 moreView
PACIFIC SPECIALTY INVESTMENT GROUP, LLC

CRD 282463

Newport Beach, CA

Corporate platform

LLC

$123.2M2 advisorsPercentage of AUM; Performance-based feesView
DAVIES FINANCIAL ADVISORS, INC.

CRD 139764

Murrieta, CA

Corporate platform

Corporation

$123.1M6 advisorsPercentage of AUM · Hourly charges +1 moreView
VALLIANCE ASSET MANAGEMENT LLC

CRD 329927

New York, NY

Corporate platform

LLC

$123.0M1 advisorsPercentage of AUM; Performance-based feesView
WORTH FINANCIAL GROUP INC.

CRD 13478

Dallas, TX

Corporate platform

Corporation

$122.8M5 advisorsPercentage of AUMView
LEGACY FINANCIAL SERVICES GROUP, INC.

CRD 140514

Traverse City, MI

Corporate platform

Corporation

$122.8M2 advisorsPercentage of AUMView
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