Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
A.T. LLOYD'S, INC

CRD 148225

Seattle, WA

Corporate platform

Corporation

$126.9M1 advisorsPercentage of AUMView
ADVISOR.COM

CRD 318823

Charleston, SC

Corporate platform

Corporation

$126.8M3 advisorsPercentage of AUM · Fixed fees +1 moreView
SHADOWRIDGE ASSET MANAGEMENT, LLC

CRD 162066

Austin, TX

Corporate platform

LLC

$126.7M7 advisorsPercentage of AUM · Hourly charges +1 moreView
CLEAR RESOURCE GROUP, LLC

CRD 304245

Portland, OR

Corporate platform

LLC

$126.7M1 advisorsPercentage of AUM; Hourly chargesView
CARMICHAEL CREEL INVESTMENTS

CRD 118468

Franklin, TN

Corporate platform

Corporation

$126.6M1 advisorsPercentage of AUMView
BRACKENWOOD CAPITAL MANAGEMENT, LLC

CRD 135478

Bainbridge Island, WA

Corporate platform

LLC

$126.6M2 advisorsPercentage of AUM; Hourly chargesView
ARTESA FINANCIAL GROUP

CRD 153741

Conroe, TX

Corporate platform

LLC

$126.6M2 advisorsPercentage of AUMView
KINGWOOD INVESTMENT GROUP

CRD 330330

Kingwood, TX

Corporate platform

LLC

$126.5M5 advisorsPercentage of AUM · Hourly charges +1 moreView
FORTITUDE PRIVATE WEALTH

CRD 290074

Carmel, IN

Corporate platform

Corporation

$126.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
P&A CAPITAL ADVISORS

CRD 111731

New York, NY

Corporate platform

Corporation

$126.4M4 advisorsPercentage of AUM; Performance-based feesView
COKER & PALMER

CRD 29163

Jackson, MS

Corporate platform

Corporation

$126.3M7 advisorsPercentage of AUM · Fixed fees +1 moreView
BCM CAPITAL MANAGEMENT LLC

CRD 337570

Northfield, IL

Corporate platform

LLC

$126.3M3 advisorsPercentage of AUM; FEE BASED ON BORROWED CAPITALView
PEAK AMERICAN INVESTMENT ADVISORS, INC.

CRD 145056

Plano, TX

Corporate platform

Corporation

$126.3M12 advisorsPercentage of AUM; Fixed feesView
TRINITY INVESTMENT MANAGEMENT, LLC

CRD 133873

Fort Worth, TX

Corporate platform

LLC

$126.2M2 advisorsPercentage of AUM; Performance-based feesView
OAK STREET ADVISORS

CRD 139400

Myrtle Beach, SC

Corporate platform

Corporation

$126.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
VIP PLANNERS, INC.

CRD 111946

Roanoke, VA

Corporate platform

Corporation

$126.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
ADIRONDACK RESEARCH & MANAGEMENT INC.

CRD 130987

Guilderland, NY

Corporate platform

Corporation

$126.1M3 advisorsPercentage of AUMView
THIELEN CAPITAL CORPORATION

CRD 169139

Ladera Ranch, CA

Corporate platform

Corporation

$126.0M1 advisorsPercentage of AUM; Fixed feesView
SHEIKH INVESTMENTS, INC.

CRD 305832

Columbus, OH

Corporate platform

Corporation

$126.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ODA AND COMPANY, INC.

CRD 119952

Medina, OH

Corporate platform

Corporation

$125.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BERKELEY ADVISORS, INC.

CRD 134455

Atlanta, GA

Corporate platform

Corporation

$125.3M2 advisorsPercentage of AUM; Fixed feesView
THE GARDNER GROUP

CRD 114263

Dallas, TX

Corporate platform

LLC

$125.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WMS GROUP LLC

CRD 164327

LA

Corporate platform

LLC

$125.3M2 advisorsPercentage of AUM; Hourly chargesView
ATA MANAGEMENT STRATEGIES INC

CRD 118829

Whitehall, PA

Corporate platform

Corporation

$125.2M2 advisorsPercentage of AUM; Fixed feesView
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