Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
THE BREIT GROUP

CRD 335020

Wrightsville Beach, NC

Corporate platform

LLC

$131.6M1 advisorsPercentage of AUM; Fixed feesView
AWR INVESTMENT MANAGEMENT, LLC

CRD 118538

San Rafael, CA

Corporate platform

LLC

$131.6M1 advisorsPercentage of AUM; Fixed feesView
1ST DISCOUNT BROKERAGE, INC.

CRD 39164

Lake Worth, FL

Corporate platform

Corporation

$131.4M8 advisorsPercentage of AUM · Hourly charges +1 moreView
MIDDLETON & COMPANY

CRD 284996

Vancouver, WA

Corporate platform

Corporation

$131.3M2 advisorsPercentage of AUM; Hourly chargesView
BRIGHTSCAPE INVESTMENT CENTERS

CRD 129597

Scottsdale, AZ

Corporate platform

Corporation

$131.2M3 advisorsPercentage of AUM · Hourly charges +2 moreView
STAWNYCHY FINANCIAL SERVICES, INC.

CRD 128859

Kinnelon, NJ

Corporate platform

Corporation

$131.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
STERLING BRIDGE FINANCIAL GROUP LLC

CRD 304409

Palm Harbor, FL

Corporate platform

LLC

$131.1M4 advisorsPercentage of AUMView
KERR WEALTH MANAGEMENT

CRD 277142

Fresno, CA

Corporate platform

Corporation

$131.0M5 advisorsPercentage of AUM · Hourly charges +1 moreView
STEELOAKS INVESTMENT ADVISERS, INC.

CRD 108197

Weirton, WV

Corporate platform

Corporation

$131.0M2 advisorsPercentage of AUM; Fixed feesView
WARREN CAPITAL GROUP

CRD 137449

Charleston, SC

Corporate platform

Corporation

$131.0M3 advisorsPercentage of AUM; Fixed feesView
CRESCENT CITY RETIREMENT GROUP

CRD 146666

Metairie, LA

Corporate platform

LLC

$130.9M4 advisorsPercentage of AUM · Hourly charges +2 moreView
MAN CAPITAL MANAGEMENT LLC

CRD 146110

New York, NY

Corporate platform

LLC

$130.8M8 advisorsPercentage of AUM; Performance-based feesView
DMK ADVISOR GROUP, INC.

CRD 41067

Lutz, FL

Corporate platform

Corporation

$130.8M28 advisorsPercentage of AUM; Fixed feesView
WEINSTAT WEALTH MANAGEMENT, INC.

CRD 125626

FL

Corporate platform

Corporation

$130.7M1 advisorsPercentage of AUMView
MENCH FINANCIAL INC

CRD 106689

Cincinnati, OH

Corporate platform

Corporation

$130.6M2 advisorsPercentage of AUMView
JCN FINANCIAL & TAX ADVISORY GROUP, LLC

CRD 174358

Baton Rouge, LA

Corporate platform

LLC

$130.5M2 advisorsPercentage of AUM · Hourly charges +1 moreView
SARTORIAL WEALTH INC.

CRD 329971

Mississauga, Ontario

Corporate platform

Corporation

$130.4M3 advisorsPercentage of AUM; Fixed feesView
ARBUS CAPITAL MANAGEMENT, LLC

CRD 148709

NY

Corporate platform

LLC

$130.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WALSKY INVESTMENT MANAGEMENT INC

CRD 106991

Wyomissing, PA

Corporate platform

Corporation

$130.2M2 advisorsPercentage of AUMView
VERSATILE CAPITAL MANAGEMENT L.L.C.

CRD 173611

Chicago, IL

Corporate platform

LLC

$130.1M3 advisorsPercentage of AUM; REFERRAL FEESView
CAPITAL CITY WEALTH MANAGEMENT, INC.

CRD 172199

Bismarck, ND

Corporate platform

Corporation

$130.0M3 advisorsPercentage of AUMView
HENTHORN AGENCY, INC.

CRD 121607

Beech Grove, IN

Corporate platform

Corporation

$130.0M1 advisorsHourly charges · Fixed fees +1 moreView
WHEELS UP WEALTH, INC.

CRD 307736

CA

Corporate platform

Corporation

$130.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
ARIA WEALTH MANAGEMENT

CRD 288450

Saratoga, CA

Corporate platform

Corporation

$130.0M6 advisorsPercentage of AUM; Hourly chargesView
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