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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SPRINGBOARD ASSET MANAGEMENT LLC

CRD 154862

Cheshire, CT

Corporate platform

LLC

$136.8M2 advisorsPercentage of AUM; Fixed feesView
RAND CAPITAL MANAGEMENT

CRD 304504

Buffalo, NY

Corporate platform

LLC

$136.7M6 advisorsPercentage of AUM; PERFORMANCE, TRANSACTION CLOSING, MONITORINGView
WEALTHKARE.COM, INC.

CRD 115111

Mount Union, PA

Corporate platform

Corporation

$136.7M7 advisorsPercentage of AUM · Hourly charges +3 moreView
NORTON CAPITAL MANAGEMENT, INC.

CRD 110398

Henrico, VA

Corporate platform

Corporation

$136.6M2 advisorsPercentage of AUM; FLAT FEESView
ELE ADVISORY SERVICES, INC

CRD 148228

Southfield, MI

Corporate platform

Corporation

$136.5M13 advisorsPercentage of AUM · Hourly charges +1 moreView
AVENTUS INVESTMENT ADVISORS, INC.

CRD 153390

Naples, FL

Corporate platform

Corporation

$136.5M2 advisorsPercentage of AUM; Fixed feesView
HENDERSON FINANCIAL GROUP LLC

CRD 333013

Virginia Beach, VA

Corporate platform

LLC

$136.4M3 advisorsPercentage of AUM · Hourly charges +2 moreView
BROOKER WEALTH MANAGEMENT

CRD 105437

Oakland, CA

Corporate platform

Corporation

$136.4M5 advisorsPercentage of AUM; Hourly chargesView
GALILEO INVESTMENT MANAGEMENT

CRD 169201

New York, NY

Corporate platform

LLC

$136.4M2 advisorsPercentage of AUM; Performance-based feesView
MFT WEALTH MANAGEMENT

CRD 339361

MA

Corporate platform

Corporation

$136.3M1 advisorsPercentage of AUM; Fixed feesView
J K R & COMPANY, INC.

CRD 8040

Van Nuys, CA

Corporate platform

Corporation

$136.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ST. BERNARD FINANCIAL SERVICES, INC.

CRD 36956

Russellville, AR

Corporate platform

Corporation

$136.2M30 advisorsPercentage of AUM; Hourly chargesView
ICW HOLDINGS, LLC

CRD 319296

NY

Corporate platform

LLC

$136.2M5 advisorsPercentage of AUM · Subscription fees +2 moreView
HORIZON CAPITAL MANAGEMENT, LLC

CRD 132113

Lake Forest, IL

Corporate platform

LLC

$136.2M1 advisorsPercentage of AUM; Fixed feesView
CAPITOL FAMILY OFFICE, INC.

CRD 312005

Beaverton, OR

Corporate platform

Corporation

$136.1M2 advisorsPercentage of AUM; Fixed feesView
BARRIER CAPITAL MANAGEMENT, LLC

CRD 312294

San Francisco, CA

Corporate platform

LLC

$136.0M1 advisorsPercentage of AUM · Performance-based fees +1 moreView
MCMAHAN CAPITAL MANAGEMENT

CRD 109140

Carmel, IN

Corporate platform

LLC

$135.9M2 advisorsPercentage of AUMView
MORNINGSIDE ASSET MANAGEMENT

CRD 268789

Wilmington, DE

Corporate platform

LLC

$135.6M4 advisorsPercentage of AUMView
DOVER INVESTMENT ADVISORY CORPORATION

CRD 123499

MA

Corporate platform

Corporation

$135.4M1 advisorsPercentage of AUMView
GLOBAL FINANCIAL PLANNING GROUP, LLC

CRD 114803

Troy, MI

Corporate platform

LLC

$135.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
KELLER FINANCIAL GROUP

CRD 328195

Camp Hill, PA

Corporate platform

Corporation

$135.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
FOGARTY WEALTH MANAGEMENT, INC.

CRD 283998

Missouri City, TX

Corporate platform

Corporation

$135.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

CRD 123483

Lisle, IL

Corporate platform

LLC

$135.2M19 advisorsPercentage of AUM; Hourly chargesView
SPARROW WEALTH MANAGEMENT

CRD 152670

Orlando, FL

Corporate platform

Corporation

$135.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
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