Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BTS ASSET MANAGEMENT, INC.

CRD 105215

Lincoln, MA

Corporate platform

Corporation

$144.8M4 advisorsPercentage of AUMView
CSL CAPITAL MANAGEMENT, L.P.

CRD 158340

Houston, TX

Corporate platform

LP

$144.8M4 advisorsPercentage of AUM; Performance-based feesView
KNOX AVENUE FINANCIAL CORP.

CRD 289094

St.. Paul, MN

Corporate platform

Corporation

$144.7M1 advisorsPercentage of AUM; Fixed feesView
EGSI INVESTMENT MANAGEMENT

CRD 171488

Dublin, OH

Corporate platform

Corporation

$144.7M2 advisorsPercentage of AUM; Fixed feesView
DAVIS FINANCIAL MANAGEMENT, INC.

CRD 143410

Overland Park, KS

Corporate platform

Corporation

$144.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
A.G.P. ASSET MANAGEMENT LLC

CRD 339720

New York, NY

Corporate platform

LLC

$144.5M2 advisorsPercentage of AUMView
BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC.

CRD 297648

Toronto, Ontario, CA

Corporate platform

Corporation

$144.2M1 advisorsPercentage of AUMView
JAMES I. BLACK & COMPANY

CRD 1249

Lakeland, FL

Corporate platform

Corporation

$144.1M2 advisorsPercentage of AUM · Hourly charges +2 moreView
HAVEN CAPITAL GROUP

CRD 149641

Westlake Village, CA

Corporate platform

Corporation

$143.9M1 advisorsPercentage of AUM; Hourly chargesView
RUSHMONT CAPITAL MANAGEMENT

CRD 333041

New York, NY

Corporate platform

LP

$143.9M4 advisorsPercentage of AUM; Performance-based feesView
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC

CRD 287809

Wayne, PA

Corporate platform

LLC

$143.9M3 advisorsPercentage of AUMView
ARISTA ADVISORY GROUP, LLC

CRD 285722

Albany, NY

Corporate platform

LLC

$143.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
OLD BRIDGE WEALTH, INC

CRD 332180

Syosset, NY

Corporate platform

Corporation

$143.7M3 advisorsPercentage of AUMView
STAR CAPITAL INC.

CRD 171057

Edina, MN

Corporate platform

Corporation

$143.6M6 advisorsPercentage of AUM · Fixed fees +1 moreView
SERVANT FINANCIAL, LTD.

CRD 135183

IL

Corporate platform

Corporation

$143.6M1 advisorsPercentage of AUM · Hourly charges +3 moreView
WHITE OAK FINANCIAL MANAGEMENT, INC

CRD 142615

Asheville, NC

Corporate platform

Corporation

$143.5M3 advisorsPercentage of AUM · Hourly charges +2 moreView
MAYFIELD ADVISORS, INC.

CRD 144072

Palo Alto, CA

Corporate platform

Corporation

$143.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
GSV ASSET MANAGEMENT, LLC

CRD 154664

Dallas, TX

Corporate platform

LLC

$143.4M2 advisorsPercentage of AUM; Performance-based feesView
GRANITE STATE RETIREMENT PLANNING, INC.

CRD 141899

Bedford, NH

Corporate platform

Corporation

$143.2M1 advisorsPercentage of AUM; Fixed feesView
PRIVATE CLIENT GROUP ASSET MANAGEMENT

CRD 148208

Gladstone, NJ

Corporate platform

LLC

$143.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
S. R. SCHILL & ASSOCIATES, INC.

CRD 105864

Mercer Island, WA

Corporate platform

Corporation

$143.1M3 advisorsPercentage of AUM; Fixed feesView
GERSTEMEIER FINANCIAL GROUP,LLC

CRD 127052

CA

Corporate platform

LLC

$143.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ULTRA ADVISORY GROUP

CRD 338775

Irvine, CA

Corporate platform

LLC

$142.6M1 advisorsPercentage of AUM; Hourly chargesView
KOPION ASSET MANAGEMENT, LLC

CRD 152693

Mckinney, TX

Corporate platform

LLC

$142.6M2 advisorsPercentage of AUMView
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