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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.

CRD 146778

Costa Mesa, CA

Corporate platform

Corporation

$148.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
QUORUS INC.

CRD 323161

Westport, CT

Corporate platform

Corporation

$148.2M3 advisorsPercentage of AUMView
NICH CAPITAL PARTNERS, INC.

CRD 159260

CA

Corporate platform

Corporation

$148.0M2 advisorsPercentage of AUMView
BROADWING CAPITAL ADVISORS, INC.

CRD 127513

Larkspur, CA

Corporate platform

Corporation

$148.0M2 advisorsPercentage of AUM; Fixed feesView
TOTAL WEALTH SOLUTIONS

CRD 327794

Los Altos, CA

Corporate platform

Corporation

$148.0M1 advisorsPercentage of AUM; Fixed feesView
PALLER FINANCIAL SERVICES, INC.

CRD 161531

Centennial, CO

Corporate platform

Corporation

$147.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
GEOVEST ADVISORS INC

CRD 105906

Fairport, NY

Corporate platform

Corporation

$147.9M6 advisorsPercentage of AUM; Fixed feesView
FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLC

CRD 314171

CA

Corporate platform

LLC

$147.7M1 advisorsPercentage of AUM; Fixed feesView
TUVE INVESTMENT MANAGEMENT, INC.

CRD 226702

Waterloo, IA

Corporate platform

Corporation

$147.7M2 advisorsPercentage of AUMView
STEMBROOK ASSET MANAGEMENT, LLC

CRD 144116

Red Bank, NJ

Corporate platform

LLC

$147.5M2 advisorsPercentage of AUM; Fixed feesView
CHUNG WU INVESTMENT GROUP, LLC

CRD 170362

Sugar Land, TX

Corporate platform

LLC

$147.5M2 advisorsPercentage of AUMView
EDMP, INC.

CRD 110248

Lutz, FL

Corporate platform

Corporation

$147.4M2 advisorsPercentage of AUMView
OUTLOOK CAPITAL MANAGEMENT, LLC

CRD 132339

Arlington Heights, IL

Corporate platform

LLC

$147.4M2 advisorsPercentage of AUMView
CHELSEA ADVISORY SERVICES, INC

CRD 150791

Staten Island, NY

Corporate platform

Corporation

$147.4M25 advisorsPercentage of AUM · Hourly charges +1 moreView
RABE INVESTMENT CONSULTING GROUP

CRD 316029

Richfield, OH

Corporate platform

LLC

$147.3M2 advisorsPercentage of AUMView
CROSS SHORE CAPITAL MANAGEMENT, LLC

CRD 136650

Great Neck, NY

Corporate platform

LLC

$147.1M2 advisorsPercentage of AUM; Performance-based feesView
CLF ASSET MANAGEMENT, INC.

CRD 284060

Madison, WI

Corporate platform

Corporation

$146.9M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ARTIENCE CAPITAL MANAGEMENT, LLC

CRD 150762

CA

Corporate platform

LLC

$146.7M1 advisorsPercentage of AUM; Hourly chargesView
MONEY MANAGERS, INC.

CRD 104529

San Antonio, TX

Corporate platform

Corporation

$146.6M4 advisorsPercentage of AUM; Fixed feesView
VISION CAPITAL PARTNERS

CRD 175147

Ann Arbor, MI

Corporate platform

Corporation

$146.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
LUCIEN STIRLING & GRAY ADVISORY GROUP INC

CRD 112641

Austin, TX

Corporate platform

Corporation

$146.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
J. MARK NICKELL & CO.

CRD 111635

Brentwood, TN

Corporate platform

Corporation

$146.4M3 advisorsPercentage of AUM · Hourly charges +1 moreView
THE WEALTH ADVANTAGE GROUP, INC.

CRD 122231

Columbus, OH

Corporate platform

Corporation

$146.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
FORT ADVISORS INC

CRD 299243

Austin, TX

Corporate platform

Corporation

$146.3M3 advisorsPercentage of AUM · Hourly charges +1 moreView
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