Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PATRICK FINANCIAL GROUP LLC.

CRD 124610

Brighton, MI

Corporate platform

LLC

$170.4M1 advisorsPercentage of AUMView
ALLISON INVESTMENT MANAGEMENT, LLC

CRD 124645

Columbia, SC

Corporate platform

LLC

$170.4M2 advisorsPercentage of AUM; Fixed feesView
HOPLON ASSET MANAGEMENT, L.P.

CRD 318798

Greenwich, CT

Corporate platform

LP

$170.1M3 advisorsPercentage of AUM; Performance-based feesView
FOCUS 401 (K) GROUP, LLC

CRD 172217

Addison, TX

Corporate platform

LLC

$169.9M2 advisorsPercentage of AUM; Fixed feesView
DEL MAR WEALTH MANAGEMENT INC

CRD 175022

Del Mar, CA

Corporate platform

Corporation

$169.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
EMBARCADERO FINANCIAL GROUP

CRD 140929

San Francisco, CA

Corporate platform

LLC

$169.8M2 advisorsPercentage of AUM · Hourly charges +2 moreView
THE CHARTIST

CRD 105072

Long Beach, CA

Corporate platform

Corporation

$169.7M2 advisorsPercentage of AUM; Subscription feesView
DDELTA REAL ESTATE INVESTMENTS

CRD 326662

Austin, TX

Corporate platform

Corporation

$169.6M8 advisorsPercentage of AUM; Performance-based feesView
DELOS CAPITAL MANAGEMENT, LP

CRD 170010

New York, NY

Corporate platform

LP

$169.6M6 advisorsPercentage of AUM; Performance-based feesView
SILVA CAPITAL MANAGEMENT LLC

CRD 154504

Chicago, IL

Corporate platform

LLC

$169.4M1 advisorsPercentage of AUM; Performance-based feesView
ALTUS CAPITAL PARTNERS, INC.

CRD 159529

Wilton, CT

Corporate platform

Corporation

$169.3M6 advisorsPercentage of AUM; Performance-based feesView
GLADWYN FINANCIAL ADVISORS, INC.

CRD 135544

VA

Corporate platform

Corporation

$169.0M2 advisorsPercentage of AUM; Hourly chargesView
BALEEN CAPITAL MANAGEMENT LLC

CRD 311438

Las Vegas, NV

Corporate platform

LLC

$168.7M1 advisorsPercentage of AUM; Performance-based feesView
MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, INC.

CRD 125584

Old Tappan, NJ

Corporate platform

Corporation

$168.7M2 advisorsPercentage of AUM; Hourly chargesView
MEYER GATES FINANCIAL ADVISORS, INC

CRD 125046

West Chester, OH

Corporate platform

Corporation

$168.7M6 advisorsPercentage of AUM; Fixed feesView
ELITE RETIREMENT GROUP

CRD 312178

Plover, WI

Corporate platform

Corporation

$168.4M4 advisorsPercentage of AUM; Fixed feesView
STEWARDSHIP CAPITAL

CRD 110944

Independence, MO

Corporate platform

Corporation

$168.4M4 advisorsPercentage of AUM; Fixed feesView
TLC GROUP INVESTMENT ADVISORS, LLC

CRD 137814

State College, PA

Corporate platform

LLC

$168.4M2 advisorsPercentage of AUMView
SOMNIO FINANCIAL GROUP, LLC

CRD 174217

Glastonbury, CT

Corporate platform

LLC

$168.3M2 advisorsPercentage of AUM; Fixed feesView
DRAGON CAPITAL MANAGEMENT (HK) LIMITED

CRD 287890

Central

Corporate platform

Corporation

$168.3M1 advisorsPercentage of AUM; Performance-based feesView
NOVADIUS WEALTH MANAGEMENT

CRD 148229

Overland Park, KS

Corporate platform

Corporation

$168.2M6 advisorsPercentage of AUM · Hourly charges +1 moreView
DIPAOLO FINANCIAL GROUP, INC.

CRD 309637

Lutz, FL

Corporate platform

Corporation

$168.0M3 advisorsPercentage of AUM; Fixed feesView
NORTH FORTY TWO & CO.

CRD 148417

Lake Oswego, OR

Corporate platform

Corporation

$167.9M1 advisorsPercentage of AUMView
LILLIANO CAPITAL MANAGEMENT LLC

CRD 339106

Phoenix, AZ

Corporate platform

LLC

$167.9M1 advisorsPercentage of AUMView
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