Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SHOTWELL RUTTER BAER INC

CRD 122789

Lansing, MI

Corporate platform

Corporation

$183.9M6 advisorsPercentage of AUM · Hourly charges +2 moreView
BARDEN CAPITAL MANAGEMENT, INC.

CRD 141769

AZ

Corporate platform

Corporation

$183.5M3 advisorsPercentage of AUMView
OPEN DOOR INVESTMENT MANAGEMENT LTD.

CRD 159123

San Francisco, CA

Corporate platform

Other (specify)

$183.4M10 advisorsPercentage of AUM; PERCENTAGE OF FUND NET INCOME OF PORTFOLIO MANAGERSView
HOFFMAN, ALAN N. INVESTMENT MANAGEMENT

CRD 109454

MA

Corporate platform

Sole prop

$183.4M1 advisorsPercentage of AUMView
ELEVATE CAPITAL ADVISORS

CRD 288190

Eagle, CO

Corporate platform

Corporation

$183.3M5 advisorsPercentage of AUM · Hourly charges +3 moreView
JLENS

CRD 331778

New York, NY

Corporate platform

Corporation

$183.3M5 advisorsPercentage of AUM; DATA LICENSING / SHARE OF ETF PROFITS AFTER EXPENSESView
MILLER, GESKO & COMPANY INC.

CRD 109671

Buffalo, NY

Corporate platform

Corporation

$183.1M5 advisorsPercentage of AUM; Hourly chargesView
WILLIAMSON LEGACY GROUP, LLC

CRD 318629

CA

Corporate platform

LLC

$183.1M5 advisorsPercentage of AUM; Fixed feesView
ALTAMONT WEALTH MANAGEMENT, INC.

CRD 136031

Livermore, CA

Corporate platform

Corporation

$182.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
INVARIANT INVESTMENT MANAGEMENT

CRD 168772

Camp Hill, PA

Corporate platform

LLC

$182.7M6 advisorsPercentage of AUM; Fixed feesView
GODFREY FINANCIAL ASSOCIATES, INC.

CRD 126189

Glenmont, NY

Corporate platform

Corporation

$182.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
SUMMIT WEALTH GROUP, LLC

CRD 166118

Tulsa, OK

Corporate platform

LLC

$182.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
WOLD FINANCIAL GROUP

CRD 316409

Mendota Heights, MN

Corporate platform

LLC

$182.5M3 advisorsPercentage of AUMView
THE PENSION GROUP

CRD 293819

Dublin, OH

Corporate platform

LLC

$182.4M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CLEARVIEW WEALTH MANAGEMENT

CRD 166812

Charlotte, NC

Corporate platform

Corporation

$182.4M4 advisorsPercentage of AUM; Fixed feesView
ALLEGIANCE FINANCIAL ADVISORS, INC.

CRD 127293

Jacksonville, FL

Corporate platform

Corporation

$181.9M6 advisorsPercentage of AUM · Hourly charges +1 moreView
EMMETT INVESTMENT MANAGEMENT, LP

CRD 299543

New York, NY

Corporate platform

LP

$181.6M2 advisorsPercentage of AUM; Performance-based feesView
CANNON ADVISORS

CRD 293929

Charlotte, NC

Corporate platform

Corporation

$181.6M5 advisorsPercentage of AUM · Hourly charges +1 moreView
BRADESCO GLOBAL ADVISORS

CRD 134416

Coral Gables, FL

Corporate platform

Corporation

$181.5M11 advisorsPercentage of AUMView
U.S. WEALTH GROUP, LLC

CRD 141062

LA

Corporate platform

LLC

$181.5M1 advisorsPercentage of AUM; Performance-based feesView
RBP INVESTMENT ADVISORS INC.

CRD 137830

AZ

Corporate platform

Corporation

$181.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
LAKESHORE CAPITAL GROUP, INC.

CRD 325609

Rolling Meadows, IL

Corporate platform

Corporation

$181.5M2 advisorsPercentage of AUM; Fixed feesView
BALANCED FINANCIAL PLANNING, INC.

CRD 128161

Overland Park, KS

Corporate platform

Corporation

$181.3M1 advisorsHourly charges; Fixed feesView
RUTHERFORD ASSET PLANNING, INC.

CRD 128036

Tampa, FL

Corporate platform

Corporation

$181.3M1 advisorsPercentage of AUM; Fixed feesView
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