Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
KG CAPITAL MANAGEMENT, LLC

CRD 164500

Saint Francisville, LA

Corporate platform

LLC

$199.5M3 advisorsPercentage of AUM; Hourly chargesView
GLENWOOD INVESTMENT GROUP, LLC

CRD 132950

Manchester, NH

Corporate platform

LLC

$199.4M2 advisorsPercentage of AUM; Fixed feesView
THE CATALYST GROUP, INC.

CRD 333740

Houston, TX

Corporate platform

Corporation

$199.4M3 advisorsPercentage of AUM; Performance-based feesView
MOUNTAIN LAKE INVESTMENT MANAGEMENT LLC

CRD 154679

NY

Corporate platform

LLC

$199.3M2 advisorsPercentage of AUMView
RIK SAYLOR FINANCIAL, INC.

CRD 165484

Fairfield, OH

Corporate platform

Corporation

$199.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
BARRON FINANCIAL GROUP, LLP

CRD 140504

Torrington, CT

Corporate platform

LLP

$199.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
NESTLERODE & LOY, INC.

CRD 2907

State College, PA

Corporate platform

Corporation

$199.1M2 advisorsPercentage of AUM; Hourly chargesView
THE BEDMINSTER GROUP

CRD 118794

Bluffton, SC

Corporate platform

LLC

$199.0M2 advisorsPercentage of AUM; Hourly chargesView
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC.

CRD 297716

Montevideo, MN

Corporate platform

Corporation

$198.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ERICKSON FINANCIAL GROUP, LLC

CRD 299818

Allentown, PA

Corporate platform

LLC

$198.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CEDARSTONE ADVISORS

CRD 172653

Thousand Oaks, CA

Corporate platform

Corporation

$198.4M3 advisorsPercentage of AUM; Hourly chargesView
FEYNMAN POINT ASSET MANAGEMENT

CRD 330536

New York, NY

Corporate platform

LLC

$198.4M5 advisorsPercentage of AUM; Performance-based feesView
PMG WEALTH MANAGEMENT

CRD 285899

Hawthorn Woods, IL

Corporate platform

Corporation

$198.3M4 advisorsPercentage of AUM; Hourly chargesView
NEWPORT INVESTMENT ADVISORS INC

CRD 113175

Beachwood, OH

Corporate platform

Corporation

$198.0M2 advisorsPercentage of AUMView
ENTASIS ASSET MANAGEMENT LLC

CRD 282711

Brookfield, WI

Corporate platform

LLC

$197.9M5 advisorsPercentage of AUM; Fixed feesView
GLADOWSKY CAPITAL MANAGEMENT CORP

CRD 45287

Smithtown, NY

Corporate platform

Corporation

$197.8M3 advisorsPercentage of AUM; REVENUE BASED ON CLIENT BALANCES IN MONEY MARKET FUNDSView
ACCRUENT WEALTH ADVISORS

CRD 113706

Winston-Salem, NC

Corporate platform

Corporation

$197.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
INMAN FINANCIAL SERVICES, INC.

CRD 297414

Portland, OR

Corporate platform

Corporation

$197.5M3 advisorsPercentage of AUM; Fixed feesView
COPPER BEECH FINANCIAL GROUP, LLC

CRD 313156

Moorestown, NJ

Corporate platform

LLC

$197.4M4 advisorsPercentage of AUM · Hourly charges +2 moreView
RYDAR EQUITIES, INC.

CRD 154086

Weatherford, TX

Corporate platform

Corporation

$197.4M2 advisorsPercentage of AUMView
APS INVESTMENT MANAGEMENT GROUP

CRD 153504

Jackson, CA

Corporate platform

Corporation

$197.2M2 advisorsPercentage of AUM; Hourly chargesView
CONTINENTAL INVESTORS SERVICES, INC.

CRD 29775

Longview, WA

Corporate platform

Corporation

$196.8M8 advisorsPercentage of AUM; CommissionsView
THE BENDIX FINANCIAL GROUP, INC.

CRD 118999

Garden City, NY

Corporate platform

Corporation

$196.6M3 advisorsPercentage of AUM · Hourly charges +2 moreView
CERTIFIED PLANNERS, INC.

CRD 105364

San Ramon, CA

Corporate platform

Corporation

$196.6M2 advisorsPercentage of AUM; Hourly chargesView
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