Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ABBINGTON INVESTMENT GROUP, LLC

CRD 174407

South Portland, ME

Corporate platform

LLC

$202.1M3 advisorsPercentage of AUMView
KCD FINANCIAL, INC.

CRD 127473

Green Bay, WI

Corporate platform

Corporation

$202.1M27 advisorsPercentage of AUM · Hourly charges +2 moreView
J M BROWN FINANCIAL PARTNERS

CRD 118427

Tulsa, OK

Corporate platform

Corporation

$202.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
KOWALSKI FINANCIAL INC.

CRD 300424

Minneapolis, MN

Corporate platform

Corporation

$202.0M2 advisorsPercentage of AUM; Fixed feesView
PORTAGE WEALTH INC

CRD 340012

Oakville

Corporate platform

Corporation

$202.0M5 advisorsPercentage of AUMView
KRAEMATON INVESTMENT ADVISORS, INC.

CRD 126869

Braintree, MA

Corporate platform

Corporation

$201.5M1 advisorsPercentage of AUMView
KEYSTONE WEALTH ADVISORS, INCORPORATED

CRD 153418

Eagan, MN

Corporate platform

Corporation

$201.4M3 advisorsPercentage of AUM; Hourly chargesView
PACIFIC FINANCIAL STRATEGIES, INC

CRD 151434

Thousand Oaks, CA

Corporate platform

Corporation

$201.2M3 advisorsPercentage of AUM; HOURLY/FIXED FEES FOR FINANCIAL PLANNINGView
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC

CRD 284788

New York, NY

Corporate platform

LLC

$201.0M7 advisorsPercentage of AUM; ORIGINATION FEE AND/OR TERMINATION FEESView
LEGION PARTNERS ASSET MANAGEMENT, LLC

CRD 164136

Los Angeles, CA

Corporate platform

LLC

$200.9M3 advisorsPercentage of AUM; Performance-based feesView
BLUE CAPITAL

CRD 304083

Omaha, NE

Corporate platform

Corporation

$200.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
FULHAM & CO

CRD 158374

Wellesley, MA

Corporate platform

Corporation

$200.2M11 advisorsFixed fees; Performance-based feesView
THOMPSON CAPITAL MANAGEMENT, LLC

CRD 300993

CA

Corporate platform

LLC

$200.1M3 advisorsPercentage of AUM; Fixed feesView
CHAPMAN INVESTMENT MANAGEMENT, LLC

CRD 166826

CA

Corporate platform

LLC

$200.1M1 advisorsPercentage of AUMView
ASSET MANAGEMENT GROUP

CRD 319444

Cartersville, GA

Corporate platform

Corporation

$200.1M3 advisorsPercentage of AUM · Hourly charges +1 moreView
ALLEN CAPITAL MANAGEMENT, LLC

CRD 135147

Vancouver, WA

Corporate platform

LLC

$200.0M2 advisorsPercentage of AUMView
NEWBORE WEALTH MANAGEMENT, INC.

CRD 306441

Gladstone, OR

Corporate platform

Corporation

$200.0M2 advisorsPercentage of AUM; Hourly chargesView
WH CORNERSTONE INVESTMENTS INC.

CRD 119725

Duxbury, MA

Corporate platform

Corporation

$200.0M4 advisorsPercentage of AUM · Hourly charges +1 moreView
SAPPHIRE BLUE INVESTMENT PARTNERS

CRD 291609

Fenton, MI

Corporate platform

Corporation

$200.0M1 advisorsPercentage of AUM; Fixed feesView
FLAGSHIP CAPITAL MANAGEMENT INC

CRD 108354

Media, PA

Corporate platform

Corporation

$199.9M3 advisorsPercentage of AUMView
PLANNING WORKS ADVISORY, INC.

CRD 317834

Austin, TX

Corporate platform

Corporation

$199.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
ALLIED ASSET ADVISORS INC

CRD 112441

Hometown, IL

Corporate platform

Corporation

$199.8M1 advisorsPercentage of AUMView
KAPUSTA FINANCIAL GROUP

CRD 123349

Pittsburgh, PA

Corporate platform

Corporation

$199.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPITAL ASSET MANAGEMENT, INC.

CRD 120597

Columbus, OH

Corporate platform

Corporation

$199.5M2 advisorsPercentage of AUMView
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