Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
HUGHES WARREN, INC.

CRD 145570

Edmond, OK

Corporate platform

Corporation

$220.5M2 advisorsPercentage of AUM; Hourly chargesView
ASSET MANAGEMENT STRATEGIES, INC.

CRD 135173

Indianapolis, IN

Corporate platform

Corporation

$220.2M8 advisorsPercentage of AUM · Hourly charges +1 moreView
SUNSTONE ASSET MANAGEMENT

CRD 328895

New York, NY

Corporate platform

LP

$220.2M3 advisorsPercentage of AUM; Performance-based feesView
TERRA NOVA ASSET MANAGEMENT LLC

CRD 111676

New York, NY

Corporate platform

LLC

$220.2M2 advisorsPercentage of AUMView
CORNERSTONE FINANCIAL GROUP

CRD 324255

Appleton, WI

Corporate platform

LLC

$220.2M5 advisorsPercentage of AUM · Hourly charges +1 moreView
STABILIS CAPITAL MANAGEMENT, LP

CRD 161553

New York, NY

Corporate platform

LP

$220.2M8 advisorsPercentage of AUM; Performance-based feesView
STRATEGIC SWISS ADVISORS AG

CRD 169335

Wollerau, TX

Corporate platform

Corporation

$220.0M3 advisorsPercentage of AUMView
SKYOAK CAPITAL, INC.

CRD 154248

Las Vegas, NV

Corporate platform

Corporation

$219.2M3 advisorsPercentage of AUM · Hourly charges +3 moreView
ROBERT STEPHEN CAPITAL MANAGEMENT LLC

CRD 118588

Tulsa, OK

Corporate platform

LLC

$219.1M3 advisorsPercentage of AUM · Hourly charges +2 moreView
FOUR QUADRANT WEALTH ADVISORS, INC.

CRD 130753

Carmel, IN

Corporate platform

Corporation

$219.0M6 advisorsPercentage of AUM; Fixed feesView
ALLY BRIDGE GROUP (NY) LLC

CRD 291072

New York, NY

Corporate platform

LLC

$218.9M4 advisorsPercentage of AUM; Performance-based feesView
EMC CAPITAL MANAGEMENT, LLC

CRD 167761

Houston, TX

Corporate platform

LLC

$218.9M1 advisorsPercentage of AUM · Fixed fees +1 moreView
SAN BLAS ADVISORY, INC.

CRD 296929

Atlanta, GA

Corporate platform

Corporation

$218.9M9 advisorsPercentage of AUM · Hourly charges +1 moreView
VAUGHAN AND COMPANY SECURITIES, INC.

CRD 18826

Ridgewood, NJ

Corporate platform

Corporation

$218.9M4 advisorsPercentage of AUM · Fixed fees +2 moreView
CHRISTIAN FINANCIAL ADVISORS

CRD 165811

New Braunfels, TX

Corporate platform

Corporation

$218.7M5 advisorsPercentage of AUM · Hourly charges +1 moreView
FOSTER & WOOD, INC.

CRD 165362

Lake Oswego, OR

Corporate platform

Corporation

$218.7M3 advisorsPercentage of AUM; Fixed feesView
CAPITAL CONSULTING & ASSET MANAGEMENT

CRD 41438

Lincoln, NE

Corporate platform

Corporation

$218.7M3 advisorsPercentage of AUM; Hourly chargesView
GRIFFITH & WERNER, INC.

CRD 136380

Canton, GA

Corporate platform

Corporation

$218.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
STRATEGIC PLANNING GROUP, INC.

CRD 124855

Wellesley, MA

Corporate platform

Corporation

$218.6M2 advisorsPercentage of AUM; Fixed feesView
MIAMI VALLEY PORTFOLIO MANAGEMENT INC

CRD 106389

Brookville, OH

Corporate platform

Corporation

$218.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
PARK SQUARE FINANCIAL GROUP LLC

CRD 332268

Roswell, GA

Corporate platform

LLC

$218.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
RIPPLE EFFECT ASSET MANAGEMENT LP

CRD 331250

New York, NY

Corporate platform

LP

$218.4M4 advisorsPercentage of AUM; Performance-based feesView
GREAT HILL ADVISORY

CRD 283228

Port Washington, NY

Corporate platform

Corporation

$218.4M2 advisorsPercentage of AUM · Fixed fees +1 moreView
IRTH CAPITAL MANAGEMENT, LP

CRD 330696

New York, NY

Corporate platform

LP

$218.3M5 advisorsPercentage of AUM · Performance-based fees +1 moreView
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