Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
AWANI CAPITAL MANAGEMENT LP

CRD 335179

Fulton, MD

Corporate platform

LP

$268.7M5 advisorsPercentage of AUM; Performance-based feesView
MEMPHIS CAPITAL MANAGEMENT, LLC

CRD 134522

Memphis, TN

Corporate platform

LLC

$268.6M2 advisorsPercentage of AUM · Performance-based fees +1 moreView
VIEWPOINT CAPITAL MANAGEMENT

CRD 158899

Seattle, WA

Corporate platform

LLC

$267.8M1 advisorsPercentage of AUMView
SOVIERO ASSET MANAGEMENT, LP

CRD 298418

New York, NY

Corporate platform

LP

$267.7M5 advisorsPercentage of AUM · Performance-based fees +1 moreView
RIVERPLACE CAPITAL MANAGEMENT INC

CRD 109079

Jacksonville, FL

Corporate platform

Corporation

$267.4M5 advisorsPercentage of AUMView
RETIREMENTADVICE | JKA

CRD 153803

Anaheim, CA

Corporate platform

Corporation

$267.3M4 advisorsPercentage of AUM · Hourly charges +1 moreView
C.M.BIDWELL & ASSOCIATES LTD

CRD 107449

CA

Corporate platform

Corporation

$267.1M4 advisorsPercentage of AUM · Hourly charges +1 moreView
TERRA PARTNERS ASSET MANAGEMENT

CRD 166117

Naxxar

Corporate platform

Corporation

$266.9M6 advisorsPercentage of AUM; Performance-based feesView
DECATHLON CAPITAL MANAGEMENT II, LLC

CRD 175030

Park City, UT

Corporate platform

LLC

$266.7M5 advisorsPercentage of AUM; CARRIED INTERESTView
DYNAMIC WEALTH GROUP

CRD 326607

NV

Corporate platform

LLC

$266.2M4 advisorsPercentage of AUM; Fixed feesView
HARBOUR WEALTH MANAGEMENT GROUP, INC.

CRD 314496

Daniel Island, SC

Corporate platform

Corporation

$266.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CRD 128097

Bend, OR

Corporate platform

LLC

$266.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
TASSEL CAPITAL MANAGEMENT, INC

CRD 121112

Matthews, NC

Corporate platform

Corporation

$266.0M4 advisorsPercentage of AUM · Hourly charges +1 moreView
RETIREMENT PLANOLOGY, INC.

CRD 171302

Alexandria, VA

Corporate platform

Corporation

$265.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ROAD CAPITAL MANAGEMENT LP

CRD 317609

Corporate platform

LP

$265.7M3 advisorsPercentage of AUM; Performance-based feesView
CERDA MUNOZ ADVISORS, INC

CRD 170784

Whittier, CA

Corporate platform

Corporation

$265.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
THINAGEE INVESTMENTS INC.

CRD 165054

Chevy Chase, MD

Corporate platform

Corporation

$265.4M1 advisorsPercentage of AUM; Hourly chargesView
BERNZOTT CAPITAL ADVISORS

CRD 104583

Camarillo, CA

Corporate platform

Corporation

$265.4M2 advisorsPercentage of AUMView
SPRAKER WEST WEALTH MANAGEMENT, INC

CRD 147075

Winter Park, FL

Corporate platform

Corporation

$265.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
IH2 ADVISORS & COMPANY

CRD 325788

Wilmington, DE

Corporate platform

Corporation

$265.3M3 advisorsPercentage of AUM; ADVISORY PLATFORM FEESView
DEMETER TACTICAL INVESTMENTS CORP.

CRD 329512

Prospect, KY

Corporate platform

Corporation

$265.3M3 advisorsPercentage of AUM; Performance-based feesView
LIVELLO CAPITAL MANAGEMENT LP

CRD 305403

New York, NY

Corporate platform

LP

$265.2M3 advisorsPercentage of AUM; Performance-based feesView
THE DALA GROUP, LLC

CRD 291828

Hoffman Estates, IL

Corporate platform

LLC

$265.2M7 advisorsPercentage of AUM · Hourly charges +1 moreView
ECHELON GROUP

CRD 333195

Boise, ID

Corporate platform

Corporation

$265.2M5 advisorsPercentage of AUM; Fixed feesView
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