Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
O'CONNOR FINANCIAL GROUP LLC

CRD 168636

Quincy, IL

Corporate platform

LLC

$275.3M3 advisorsPercentage of AUM; Fixed feesView
CHARTER RESEARCH & INVESTMENT GROUP INC

CRD 106452

Southport, CT

Corporate platform

Corporation

$275.1M3 advisorsPercentage of AUM; Fixed feesView
CMR CAPITAL MANAGEMENT, LLC

CRD 284054

Pasadena, CA

Corporate platform

LLC

$275.1M3 advisorsPercentage of AUM · Fixed fees +1 moreView
CHICAGO INVESTMENT ADVISORY GROUP

CRD 142810

Mokena, IL

Corporate platform

Corporation

$275.1M7 advisorsPercentage of AUMView
RUSSELL CAPITAL MANAGEMENT, LLC

CRD 109513

Lexington, KY

Corporate platform

LLC

$275.0M4 advisorsPercentage of AUM; Fixed feesView
1492 CAPITAL MANAGEMENT, LLC

CRD 148566

Milwaukee, WI

Corporate platform

LLC

$274.6M5 advisorsPercentage of AUM · Fixed fees +1 moreView
BERRY WEALTH GROUP

CRD 327346

Granbury, TX

Corporate platform

LP

$274.5M2 advisorsPercentage of AUMView
LUMOS CAPITAL GROUP LLC

CRD 306528

New York, NY

Corporate platform

LLC

$274.5M6 advisorsPercentage of AUM; Performance-based feesView
SUTTERFIELD FINANCIAL GROUP, INC.

CRD 115652

Bartlesville, OK

Corporate platform

Corporation

$274.4M13 advisorsPercentage of AUM · Hourly charges +1 moreView
ELITE FINANCIAL, INC.

CRD 286667

Lewiston, ID

Corporate platform

Corporation

$274.2M1 advisorsPercentage of AUM; Hourly chargesView
SIGNATURE FINANCIAL SERVICES, LTD

CRD 123729

Arlington Heights, IL

Corporate platform

Corporation

$274.0M12 advisorsPercentage of AUM · Hourly charges +1 moreView
PRIVATE WEALTH GROUP, LLC

CRD 128560

Tampa, FL

Corporate platform

LLC

$274.0M1 advisorsPercentage of AUMView
JP WEALTH MANAGEMENT, INC.

CRD 129475

Mt. Pleasant, SC

Corporate platform

Corporation

$274.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
UDINE WEALTH MANAGEMENT INC.

CRD 147158

CA

Corporate platform

Corporation

$273.9M2 advisorsPercentage of AUMView
JAMES RIVER ASSET MANAGEMENT, LLC

CRD 117917

Midlothian, VA

Corporate platform

LLC

$273.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
GRACEADA PARTNERS

CRD 337421

Modesto, CA

Corporate platform

Corporation

$273.5M8 advisorsPercentage of AUM; Performance-based feesView
RECKONER CAPITAL MANAGEMENT LLC

CRD 333863

New York, NY

Corporate platform

LLC

$273.4M8 advisorsPercentage of AUM; Performance-based feesView
NORMANDY INVESTMENT ADVISORS

CRD 316321

Leawood, KS

Corporate platform

Corporation

$273.4M5 advisorsPercentage of AUM; Fixed feesView
UHLMANN INVESTMENT MANAGEMENT, L.L.C.

CRD 118025

Skokie, IL

Corporate platform

LLC

$273.2M9 advisorsPercentage of AUMView
NESTEGG ADVISORS, INC.

CRD 125878

Hauppauge, NY

Corporate platform

Corporation

$272.7M3 advisorsPercentage of AUM · Hourly charges +2 moreView
MENDEL CAPITAL MANAGEMENT, LLC

CRD 311919

Little Rock, AR

Corporate platform

LLC

$272.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
46 PEAKS INVESTMENT ADVISORY GROUP

CRD 306902

Newtown, PA

Corporate platform

LLC

$272.1M3 advisorsPercentage of AUM; Fixed feesView
RYAN INVESTMENTS

CRD 115755

Basalt, CO

Corporate platform

Corporation

$272.0M4 advisorsPercentage of AUMView
WEALTH ASSET MANAGERS

CRD 14377

Spokane, WA

Corporate platform

Corporation

$272.0M9 advisorsPercentage of AUMView
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