Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GREYLOCK CAPITAL MANAGEMENT, LLC

CRD 137825

Stamford, CT

Corporate platform

LLC

$313.9M4 advisorsPercentage of AUM; Performance-based feesView
CTS FINANCIAL PLANNING, INC.

CRD 110960

Chicago, IL

Corporate platform

Corporation

$313.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
TRUST ADVISORY GROUP LTD

CRD 106926

Birmingham, AL

Corporate platform

Corporation

$313.5M22 advisorsPercentage of AUM · Hourly charges +1 moreView
HAWKEYE CAPITAL MANAGEMENT, LLC

CRD 157316

Miami Beach, FL

Corporate platform

LLC

$312.8M2 advisorsPercentage of AUMView
JPC WEALTH MANAGEMENT, INC.

CRD 120267

Petaluma, CA

Corporate platform

Corporation

$312.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
WELLMENT FINANCIAL

CRD 166746

Elmhurst, IL

Corporate platform

Corporation

$312.7M11 advisorsPercentage of AUM · Hourly charges +1 moreView
LAGODA INVESTMENT MANAGEMENT, L.P.

CRD 170961

New York, NY

Corporate platform

LP

$312.6M2 advisorsPercentage of AUMView
MONERE WEALTH MANAGEMENT, INC.

CRD 173076

Schaumburg, IL

Corporate platform

Corporation

$312.0M8 advisorsPercentage of AUM · Hourly charges +1 moreView
TILIA HOLDINGS, LLC

CRD 292148

Chicago, IL

Corporate platform

LLC

$311.9M9 advisorsPercentage of AUM; Performance-based feesView
NORTHSTAR FINANCIAL PLANNERS, INC.

CRD 131507

Plantation, FL

Corporate platform

Corporation

$311.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
INTERNATIONAL MONEY MATTERS PVT LTD

CRD 329433

Bangalore, Karnataka

Corporate platform

Corporation

$311.6M21 advisorsPercentage of AUM · Fixed fees +1 moreView
MILLER CAPITAL

CRD 124489

Troy, MI

Corporate platform

Corporation

$311.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
GRIFFITHS, DREHER & EVANS, P.S., CPAS

CRD 142448

Spokane, WA

Corporate platform

Corporation

$311.4M10 advisorsPercentage of AUMView
MISSION FINANCIAL GROUP, LLC

CRD 311876

Las Vegas, NV

Corporate platform

LLP

$310.9M5 advisorsPercentage of AUM · Hourly charges +1 moreView
CONSTELLATION CAPITAL MANAGEMENT LLC

CRD 161275

NJ

Corporate platform

LLC

$310.7M3 advisorsPercentage of AUM · Fixed fees +2 moreView
TWO POINT CAPITAL MANAGEMENT, INC.

CRD 131816

Pittsford, NY

Corporate platform

Corporation

$310.5M3 advisorsPercentage of AUMView
GENERAL EQUITY HOLDINGS LP

CRD 287823

Brooklyn, NY

Corporate platform

LP

$310.4M1 advisorsPercentage of AUM; Performance-based feesView
GUARDIAN INVESTMENT MANAGEMENT

CRD 104935

Tiburon, CA

Corporate platform

LLC

$310.3M0 total employeesPercentage of AUM; Fixed feesView
HUDSON ADVISOR SERVICES, INC.

CRD 107769

Buffalo, NY

Corporate platform

Corporation

$310.1M6 advisorsPercentage of AUM · Hourly charges +1 moreView
H. C. DENISON CO.

CRD 1628

Sheboygan, WI

Corporate platform

Corporation

$310.0M4 advisorsPercentage of AUMView
AMERICAN WEALTH MANAGEMENT, INC.

CRD 25536

Alpharetta, GA

Corporate platform

Corporation

$310.0M9 advisorsPercentage of AUM; Hourly chargesView
WINDWARD PRIVATE WEALTH MANAGEMENT INC.

CRD 113761

Overland Park, KS

Corporate platform

Corporation

$309.6M6 advisorsPercentage of AUM; Fixed feesView
STORR GROUP

CRD 324212

West Palm Beach, FL

Corporate platform

LLC

$309.5M5 advisorsPercentage of AUM; 1) % OF PORTFOLIO COMPANY EBITDA 2) CARRIED INTERESTView
TRUNORTH FINANCIAL SERVICES, INC.

CRD 111308

Chambersburg, PA

Corporate platform

Corporation

$309.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
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