Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WILLIAMS FINANCIAL GROUP

CRD 310008

Mobile, AL

Corporate platform

LLC

$354.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
LLOYD HARBOR CAPITAL MANAGEMENT, LLC

CRD 304646

Cold Spring Harbor, NY

Corporate platform

LLC

$354.5M5 advisorsPercentage of AUM; Performance-based feesView
CAPSTONE WEALTH

CRD 130128

Billings, MT

Corporate platform

Corporation

$354.3M4 advisorsPercentage of AUM · Hourly charges +1 moreView
LIFE PLANNING PARTNERS, INC.

CRD 129338

Jacksonville, FL

Corporate platform

Corporation

$354.0M5 advisorsHourly charges; Fixed feesView
CATENARY ALTERNATIVES ASSET MANAGEMENT, LLC

CRD 164517

Miami, FL

Corporate platform

LLC

$353.3M3 advisorsPercentage of AUM; Performance-based feesView
NORRIS FINANCIAL GROUP, LLC

CRD 129422

Greenville, SC

Corporate platform

LLC

$353.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
BLACK MAPLE CAPITAL MANAGEMENT LP

CRD 168385

Milwaukee, WI

Corporate platform

LP

$352.9M8 advisorsPercentage of AUM; Performance-based feesView
FORAGER CAPITAL MANAGEMENT, LLC

CRD 158835

Birmingham, AL

Corporate platform

LLC

$352.9M3 advisorsPercentage of AUM; Performance-based feesView
JDM FINANCIAL GROUP LLC

CRD 122057

CA

Corporate platform

LLC

$352.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
FORTRESS FINANCIAL GROUP, LLC

CRD 315329

Rochester, MN

Corporate platform

LLC

$352.3M7 advisorsPercentage of AUM; Fixed feesView
CHERRY CREEK INVESTMENT ADVISORS INC

CRD 107426

Englewood, CO

Corporate platform

Corporation

$351.9M2 advisorsPercentage of AUMView
LFA

CRD 114674

St.. Cloud, MN

Corporate platform

Corporation

$351.5M7 advisorsPercentage of AUM · Hourly charges +1 moreView
FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC.

CRD 147014

Saline, MI

Corporate platform

Corporation

$351.1M9 advisorsPercentage of AUM · Hourly charges +1 moreView
SITRIN CAPITAL MANAGEMENT, LLC

CRD 282436

Century City, CA

Corporate platform

LLC

$351.1M6 advisorsPercentage of AUMView
ELITE CAPITAL MANAGEMENT GROUP, LLC

CRD 144228

TX

Corporate platform

LLC

$350.9M3 advisorsPercentage of AUMView
THREE BEARINGS FIDUCIARY ADVISORS, INC.

CRD 283926

Hampton, NH

Corporate platform

Corporation

$350.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
NORCAP INVESTMENT MANAGEMENT, L.P.

CRD 132975

Austin, TX

Corporate platform

LP

$350.6M6 advisorsPercentage of AUM; Performance-based feesView
BRIDGEWATER ASSET MANAGEMENT LLC

CRD 169832

Chesterfield, MO

Corporate platform

LLC

$350.5M5 advisorsPercentage of AUM · Hourly charges +1 moreView
V2 FINANCIAL GROUP, LLC

CRD 142189

CA

Corporate platform

LLC

$350.5M4 advisorsPercentage of AUM; Performance-based feesView
JONES ROAD CAPITAL MANAGEMENT, L.P.

CRD 296822

New York, NY

Corporate platform

LP

$350.4M4 advisorsPercentage of AUM; Performance-based feesView
SPX CAPITAL MANAGEMENT LLC

CRD 297944

New York, NY

Corporate platform

LLC

$350.0M6 advisorsPercentage of AUM; Performance-based feesView
TURN8 PRIVATE WEALTH INC.

CRD 167608

Pointe Claire, TX

Corporate platform

Corporation

$350.0M3 advisorsPercentage of AUM; SUBADVISOR FEESView
PAUL MANNERS & ASSOCIATES, INC.

CRD 110996

Marietta, GA

Corporate platform

Corporation

$349.5M2 advisorsPercentage of AUM; Fixed feesView
ALTRIARCH ASSET MANAGEMENT, LLC

CRD 328482

Charleston, SC

Corporate platform

LLC

$349.1M5 advisorsPerformance-based fees; SERVICING FEEView
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