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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
LYNK CAPITAL MANAGEMENT COMPANY, LLC

CRD 329038

Jacksonville, FL

Corporate platform

LLC

$359.6M3 advisorsPercentage of AUM; SEE SCHEDULE D, MISCELLANEOUSView
NOVAK & POWELL FINANCIAL SERVICES, INC.

CRD 112970

St.. Petersburg, FL

Corporate platform

Corporation

$359.5M7 advisorsPercentage of AUMView
WASHINGTON PARK CAPITAL MANAGEMENT, LLC

CRD 338939

Portland, OR

Corporate platform

LLC

$359.5M3 advisorsPercentage of AUMView
THE DAVID J. YVARS GROUP INC.

CRD 328901

CA

Corporate platform

Corporation

$359.3M4 advisorsPercentage of AUMView
RIDGEPATH CAPITAL MANAGEMENT LLC

CRD 283343

Knoxville, TN

Corporate platform

LLC

$358.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
LIFEWAY FINANCIAL CORPORATION

CRD 114276

Plano, TX

Corporate platform

Corporation

$358.7M2 advisorsPercentage of AUM; Fixed feesView
CLOVERFIELDS CAPITAL GROUP, LP

CRD 306590

Minneapolis, MN

Corporate platform

Corporation

$358.7M1 advisorsPercentage of AUMView
ARARAT CAPITAL MANAGEMENT LP

CRD 291783

Westport, CT

Corporate platform

Corporation

$358.6M4 advisorsPercentage of AUM; Performance-based feesView
POINT WINDWARD ADVISORS, INC.

CRD 110457

New York, NY

Corporate platform

Corporation

$358.6M8 advisorsPercentage of AUM; CommissionsView
CALIFORNIA CAPITAL MANAGEMENT

CRD 130734

Burbank, CA

Corporate platform

LLC

$358.4M5 advisorsPercentage of AUM · Hourly charges +1 moreView
AIS CAPITAL MANAGEMENT L.P.

CRD 107971

Wilton, CT

Corporate platform

LP

$358.3M1 advisorsPercentage of AUM; Performance-based feesView
HERITAGE WEALTH MANAGEMENT

CRD 122394

Houston, TX

Corporate platform

Corporation

$357.8M4 advisorsPercentage of AUM · Hourly charges +1 moreView
MCDONALD CAPITAL MANAGEMENT

CRD 114531

Lubbock, TX

Corporate platform

LLC

$357.7M2 advisorsPercentage of AUM · Hourly charges +2 moreView
PAPAMARKOU WELLNER PERKIN ADVISORS

CRD 131796

New York, NY

Corporate platform

Corporation

$357.5M11 advisorsPercentage of AUM · Performance-based fees +1 moreView
LIFESPAN FINANCIAL STRATEGIES, INC.

CRD 119800

Weston, FL

Corporate platform

Corporation

$357.4M5 advisorsPercentage of AUM · Hourly charges +2 moreView
MONTVUE CAPITAL MANAGEMENT, INC.

CRD 116807

Lynchburg, VA

Corporate platform

Corporation

$357.2M4 advisorsPercentage of AUM; Fixed feesView
HOULIHAN FINANCIAL RESOURCE GROUP, LTD.

CRD 116670

Ashburn, VA

Corporate platform

Corporation

$357.2M3 advisorsPercentage of AUM; Hourly chargesView
GKV CAPITAL MANAGEMENT CO INC

CRD 108767

Walnut Creek, CA

Corporate platform

Corporation

$357.2M3 advisorsPercentage of AUM; Fixed feesView
CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CRD 284547

Dunmore, PA

Corporate platform

LLC

$356.1M4 advisorsPercentage of AUM · Hourly charges +1 moreView
MONHEGAN CAPITAL MANAGEMENT, LLC

CRD 304428

CT

Corporate platform

LLC

$356.0M1 advisorsPercentage of AUMView
ARGYLE CAPITAL MANAGEMENT, LLC

CRD 106576

Center Valley, PA

Corporate platform

LLC

$355.7M3 advisorsPercentage of AUM; CONSULTING OR ADMINISTRATIVE FEESView
HARRINGTON INVESTMENTS, INC.

CRD 110790

Napa, CA

Corporate platform

Corporation

$355.2M3 advisorsPercentage of AUM; Hourly chargesView
FPNAVIGATORS

CRD 332831

Maple Grove, MN

Corporate platform

Corporation

$355.1M5 advisorsPercentage of AUM; Fixed feesView
HANOVER ADVISORS, INC

CRD 119655

Seneca, SC

Corporate platform

Corporation

$354.9M2 advisorsPercentage of AUM; DPL, NITROGENView
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