Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
TGS FINANCIAL ADVISORS

CRD 107289

Radnor, PA

Corporate platform

Corporation

$426.0M7 advisorsPercentage of AUM; Fixed feesView
OMNI 360 WEALTH, INC.

CRD 124878

Plainsboro, NJ

Corporate platform

Corporation

$425.7M5 advisorsPercentage of AUM · Hourly charges +1 moreView
APPOMATTOX ADVISORY, INC

CRD 153731

New York, NY

Corporate platform

Corporation

$425.6M4 advisorsPercentage of AUM · Fixed fees +1 moreView
QUAD-CITIES INVESTMENT GROUP, LLC

CRD 154113

Davenport, IA

Corporate platform

LLC

$425.5M6 advisorsPercentage of AUMView
STONEHEARTH CAPITAL MANAGEMENT

CRD 128866

Danvers, MA

Corporate platform

LLC

$425.4M5 advisorsPercentage of AUM; Hourly chargesView
DYNAMIC CORE CAPITAL PARTNERS

CRD 282733

Jacksonville Beach, FL

Corporate platform

Corporation

$425.2M12 advisorsPercentage of AUM; Performance-based feesView
ASHDON INVESTMENT MANAGEMENT, LLC

CRD 130180

Tullahoma, TN

Corporate platform

LLC

$425.1M2 advisorsPercentage of AUM; Fixed feesView
LIFEMARK SECURITIES CORP.

CRD 16204

Rochester, NY

Corporate platform

Corporation

$424.9M78 advisorsPercentage of AUM · Hourly charges +1 moreView
GAMMA ASSET MANAGEMENT LLC

CRD 300050

San Juan, PR

Corporate platform

LLC

$424.8M8 advisorsPercentage of AUMView
SYRIOS WEALTH MANAGEMENT GROUP

CRD 332139

La Jolla, CA

Corporate platform

Corporation

$424.6M1 advisorsPercentage of AUM; Fixed feesView
MASCAGNI WEALTH MANAGEMENT, INC.

CRD 115046

Clinton, MS

Corporate platform

Corporation

$424.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

CRD 106454

Fairhope, AL

Corporate platform

LLC

$424.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SMART MONEY GROUP, LLC

CRD 284187

Eastland, TX

Corporate platform

LLC

$424.3M9 advisorsPercentage of AUM · Hourly charges +1 moreView
FIRST CITY CAPITAL MANAGEMENT INC

CRD 104780

Savannah, GA

Corporate platform

Corporation

$423.7M4 advisorsPercentage of AUM; Fixed feesView
SAGEVEST WEALTH MANAGEMENT

CRD 143562

Mclean, VA

Corporate platform

Corporation

$423.2M4 advisorsPercentage of AUM; Hourly chargesView
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.

CRD 287683

San Luis Obispo, CA

Corporate platform

Corporation

$423.0M7 advisorsPercentage of AUM; Hourly chargesView
CAPITAL WEALTH INVESTMENTS

CRD 311698

Scranton, PA

Corporate platform

Corporation

$423.0M2 advisorsPercentage of AUM; Fixed feesView
MCCARTHY ASSET MANAGEMENT, INC.

CRD 118285

Redwood Shores, CA

Corporate platform

Corporation

$422.4M2 advisorsPercentage of AUM; Hourly chargesView
MAREK CAPITAL MANAGEMENT LP

CRD 333745

New York, NY

Corporate platform

LP

$422.4M6 advisorsPercentage of AUM; Performance-based feesView
ONCE CAPITAL MANAGEMENT, LLC

CRD 289714

New York, NY

Corporate platform

LLC

$422.1M5 advisorsPercentage of AUM; Performance-based feesView
THE ESTATE PLANNERS GROUP

CRD 124418

Yardley, PA

Corporate platform

LLC

$422.1M5 advisorsPercentage of AUMView
TRUFP

CRD 299212

Cumming, GA

Corporate platform

Corporation

$421.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
FISCHER INVESTMENT GROUP, INC.

CRD 110966

Pittsford, NY

Corporate platform

Corporation

$421.5M4 advisorsPercentage of AUM · Subscription fees +1 moreView
JGB CAPITAL MANAGEMENT L.P.

CRD 163658

Westport, CT

Corporate platform

LP

$421.0M8 advisorsPercentage of AUM · Performance-based fees +1 moreView
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