Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
POINTE CAPITAL MANAGEMENT LLC

CRD 152520

Grosse Pointe Farms, MI

Corporate platform

LLC

$452.3M5 advisorsPercentage of AUM; Fixed feesView
HOLCOMBE FINANCIAL, INC.

CRD 142238

Atlanta, GA

Corporate platform

Corporation

$451.6M3 advisorsPercentage of AUM · Hourly charges +2 moreView
EDGE FOCUS CAPITAL MANAGEMENT, LLC

CRD 309884

New York, NY

Corporate platform

LLC

$451.3M4 advisorsPercentage of AUM; Performance-based feesView
KINETIC INVESTMENT MANAGEMENT, INC.

CRD 283034

Los Angeles, CA

Corporate platform

Corporation

$450.9M29 advisorsPercentage of AUM · Hourly charges +1 moreView
IFC PERSONAL MONEY MANAGERS, INC.

CRD 126344

New York, NY

Corporate platform

Corporation

$450.9M1 advisorsHourly charges; Fixed feesView
HAVENCREST CAPITAL MANAGEMENT, LLC

CRD 287944

Dallas, TX

Corporate platform

LLC

$450.7M9 advisorsPercentage of AUM; Performance-based feesView
M1 CAPITAL MANAGEMENT LLC

CRD 158269

Troy, MI

Corporate platform

LLC

$450.4M6 advisorsPercentage of AUM; Fixed feesView
TIMONIER

CRD 150748

Winston Salem, NC

Corporate platform

Corporation

$450.3M4 advisorsPercentage of AUM · Hourly charges +1 moreView
GUIDANCE CAPITAL, INC.

CRD 323541

Louisville, KY

Corporate platform

Corporation

$449.8M7 advisorsPercentage of AUM · Hourly charges +1 moreView
HSC WEALTH ADVISORS

CRD 105103

Forest, VA

Corporate platform

Corporation

$449.2M9 advisorsPercentage of AUM; Fixed feesView
NIKULSKI FINANCIAL, INC.

CRD 151569

Bettendorf, IA

Corporate platform

Corporation

$449.0M6 advisorsPercentage of AUM · Hourly charges +1 moreView
WESTBOURNE INVESTMENT ADVISORS INC.

CRD 144571

Annapolis, MD

Corporate platform

Corporation

$448.8M6 advisorsPercentage of AUM; Fixed feesView
HARBOUR GROUP INDUSTRIES, INC.

CRD 160634

St.. Louis, MO

Corporate platform

Corporation

$448.3M22 advisorsPercentage of AUM · Hourly charges +2 moreView
ADKINS SEALE CAPITAL MANAGEMENT LLC

CRD 166749

Shreveport, LA

Corporate platform

LLC

$448.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
KERRISDALE CAPITAL MANAGEMENT, LLC

CRD 160804

Miami Beach, FL

Corporate platform

LLC

$447.8M1 advisorsPercentage of AUM; Performance-based feesView
PETRA FINANCIAL ADVISORS INC

CRD 107196

Colorado Springs, CO

Corporate platform

Corporation

$447.2M7 advisorsPercentage of AUM · Hourly charges +1 moreView
STEPHENSON AND COMPANY, INC.

CRD 111453

San Clemente, CA

Corporate platform

Corporation

$447.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
UNITED ADVISORS AMERICA

CRD 147350

Prosper, TX

Corporate platform

Corporation

$446.5M24 advisorsPercentage of AUMView
L. K. BENSON & COMPANY, P.C.

CRD 107908

Timonium, MD

Corporate platform

Corporation

$446.2M2 advisorsHourly charges; Fixed feesView
BRACCO ASSET MANAGEMENT

CRD 326536

Purchase, NY

Corporate platform

LP

$446.0M5 advisorsPercentage of AUM; Performance-based feesView
BEATON MANAGEMENT CO INC

CRD 104728

Haverhill, MA

Corporate platform

Corporation

$445.7M3 advisorsPercentage of AUMView
SPECTRUM WEALTH ADVISORY GROUP, LLC

CRD 298632

Granite Bay, CA

Corporate platform

LLC

$445.4M4 advisorsPercentage of AUM · Hourly charges +1 moreView
LEFAVI WEALTH MANAGEMENT

CRD 104961

Salt Lake City, UT

Corporate platform

Corporation

$445.0M4 advisorsPercentage of AUM; Fixed feesView
KING RIVER CAPITAL MANAGEMENT PTY LTD

CRD 317361

Surry Hills, New South Wales

Corporate platform

Other (specify)

$444.0M10 advisorsPercentage of AUM; Performance-based feesView
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