Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SEASCAPE CAPITAL MANAGEMENT,LLC

CRD 126928

Portsmouth, NH

Corporate platform

LLC

$466.9M3 advisorsPercentage of AUMView
WIDMANN FINANCIAL SERVICES

CRD 289106

Bowie, MD

Corporate platform

Corporation

$466.8M9 advisorsPercentage of AUM · Hourly charges +1 moreView
CLOSED LOOP CAPITAL MANAGEMENT

CRD 307079

New York, NY

Corporate platform

LLC

$466.4M23 advisorsPercentage of AUM; Performance-based feesView
BLOOMFIELD CAPITAL HOLDINGS, LLC

CRD 169198

Birmingham, MI

Corporate platform

LLC

$465.7M12 advisorsPercentage of AUM; Performance-based feesView
CLELLAND & COMPANY INC

CRD 105406

San Diego, CA

Corporate platform

Corporation

$465.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ARROWROOT CAPITAL MANAGEMENT, LLC

CRD 285193

Marina Del Rey, CA

Corporate platform

LLC

$465.5M9 advisorsPercentage of AUM; Performance-based feesView
FIRST CITIZENS ASSET MANAGEMENT, INC

CRD 140777

Raleigh, NC

Corporate platform

Corporation

$465.1M32 advisorsPercentage of AUMView
VERT ASSET MANAGEMENT LLC

CRD 288445

Sausalito, CA

Corporate platform

LLC

$464.4M2 advisorsPercentage of AUMView
OBRIEN GREENE & CO INC

CRD 110281

Media, PA

Corporate platform

Corporation

$464.3M4 advisorsPercentage of AUM · Hourly charges +2 moreView
SLW INVESTMENT MANAGEMENT, LLC

CRD 332006

Dallas, TX

Corporate platform

LLC

$464.2M2 advisorsPercentage of AUMView
SARD WEALTH MANAGMENT GROUP, LLC

CRD 123457

Atlanta, GA

Corporate platform

LLC

$464.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
TUFTON CAPITAL MANAGEMENT, LLC

CRD 113543

Hunt Valley, MD

Corporate platform

LLC

$463.8M6 advisorsPercentage of AUM · Hourly charges +1 moreView
MONARCH WEALTH STRATEGIES

CRD 136029

Santa Barbara, CA

Corporate platform

Corporation

$463.5M7 advisorsPercentage of AUM; Hourly chargesView
HARMONY ASSET MANAGEMENT LLC

CRD 116069

Scottsdale, AZ

Corporate platform

LLC

$462.5M9 advisorsPercentage of AUM · Hourly charges +1 moreView
SIERRA ASSET MANAGEMENT

CRD 108685

Oakhurst, CA

Corporate platform

LLC

$462.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CHARTER CAPITAL MANAGEMENT, INC

CRD 35919

Brookfield, WI

Corporate platform

LLC

$462.2M4 advisorsPercentage of AUMView
GREENLEA LANE CAPITAL MANAGEMENT LLC

CRD 162012

CT

Corporate platform

LLC

$461.9M2 advisorsFixed fees; Performance-based feesView
ADIRONDACK FINANCIAL SERVICES CORP

CRD 126155

Utica, NY

Corporate platform

Corporation

$461.8M9 advisorsPercentage of AUM; Fixed feesView
REYL OVERSEAS LTD.

CRD 152526

ZüRich, CA

Corporate platform

Corporation

$461.6M8 advisorsPercentage of AUMView
RED IRON GROUP MANAGEMENT, LLC

CRD 317920

Menlo Park, CA

Corporate platform

LLC

$461.6M9 advisorsPercentage of AUM; Performance-based feesView
BETA WEALTH GROUP, INC

CRD 165224

San Diego, CA

Corporate platform

Corporation

$460.3M3 advisorsPercentage of AUM · Hourly charges +1 moreView
VERMILLION WEALTH MANAGEMENT INC.

CRD 281978

Rosemount, MN

Corporate platform

Corporation

$459.9M4 advisorsPercentage of AUM; Fixed feesView
SEASIDE WEALTH MANAGEMENT, INC.

CRD 271039

Carlsbad, CA

Corporate platform

Corporation

$459.3M11 advisorsPercentage of AUM · Hourly charges +1 moreView
OWEN LARUE FINANCIAL GROUP

CRD 289436

Elizabethtown, KY

Corporate platform

LLC

$458.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
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