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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
JAMES T. BORELLO & CO.

CRD 16860

East Dundee, IL

Corporate platform

Corporation

$514.1M4 advisorsPercentage of AUMView
SEARCY FINANCIAL SERVICES, INC.

CRD 105807

Overland Park, KS

Corporate platform

Corporation

$514.0M9 advisorsPercentage of AUM · Hourly charges +1 moreView
WISER WEALTH MANAGEMENT, INC

CRD 125282

Marietta, GA

Corporate platform

Corporation

$513.6M5 advisorsPercentage of AUM · Hourly charges +1 moreView
TOWER BAY ASSET MANAGEMENT LP

CRD 317104

Stamford, CT

Corporate platform

LP

$513.6M5 advisorsPercentage of AUM; Performance-based feesView
DEW POINT CAPITAL

CRD 305010

Los Angeles, CA

Corporate platform

Corporation

$513.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
BROADWING CAPITAL MANAGEMENT LLC

CRD 328881

Dallas, TX

Corporate platform

LLC

$513.1M10 advisorsPercentage of AUM; Performance-based feesView
SYSTIMA CAPITAL MANAGEMENT

CRD 168318

Chicago, IL

Corporate platform

LLC

$512.6M7 advisorsPercentage of AUM · Fixed fees +2 moreView
TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L

CRD 156177

Troy, MI

Corporate platform

LLC

$512.5M7 advisorsPercentage of AUM; Hourly chargesView
CYPRESS POINT INVESTMENT MANAGEMENT LP

CRD 316549

Mill Valley, CA

Corporate platform

LP

$512.4M4 advisorsPercentage of AUM · Fixed fees +1 moreView
MISAKI CAPITAL INC.

CRD 282308

Tokyo

Corporate platform

Corporation

$512.1M6 advisorsPercentage of AUM; Performance-based feesView
CLIENT 1ST ADVISORY GROUP

CRD 167790

Dunedin, FL

Corporate platform

LLC

$511.5M7 advisorsPercentage of AUM · Hourly charges +1 moreView
OWNER RESOURCE GROUP, LLC

CRD 164028

Austin, TX

Corporate platform

LLC

$511.1M16 advisorsPercentage of AUM · Performance-based fees +1 moreView
ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES

CRD 109766

Pasadena, CA

Corporate platform

Corporation

$510.9M2 advisorsPercentage of AUMView
SHOKER INVESTMENTS

CRD 107857

IL

Corporate platform

Corporation

$510.8M2 advisorsPercentage of AUMView
HORIZON FINANCIAL

CRD 305239

West Henrietta, NY

Corporate platform

Corporation

$510.2M9 advisorsPercentage of AUMView
CHASE INVESTMENT COUNSEL CORPORATION

CRD 104648

Charlottesville, VA

Corporate platform

Corporation

$509.8M6 advisorsPercentage of AUM · Hourly charges +1 moreView
MADISON ADVISORY SERVICES, INC.

CRD 132386

White Plains, NY

Corporate platform

Corporation

$509.7M11 advisorsPercentage of AUM · Hourly charges +1 moreView
DOVER PARTNERS INC

CRD 105133

Dayton, OH

Corporate platform

Corporation

$508.6M4 advisorsPercentage of AUM; Fixed feesView
IBN ASSET MANAGEMENT, LLC

CRD 290114

Thousand Oaks, CA

Corporate platform

LLC

$508.2M6 advisorsPercentage of AUM · Fixed fees +1 moreView
QUADRATIC CAPITAL MANAGEMENT LLC

CRD 172768

Greenwich, CT

Corporate platform

LLC

$508.1M2 advisorsPercentage of AUMView
FINANCIAL DESIGNS CORPORATION

CRD 14829

Claremont, CA

Corporate platform

Corporation

$507.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
WEA FINANCIAL ADVISORS, INC.

CRD 144919

Madison, WI

Corporate platform

Corporation

$507.8M4 advisorsPercentage of AUM; Hourly chargesView
THE LAM GROUP, INC.

CRD 128055

CA

Corporate platform

Corporation

$507.4M2 advisorsPercentage of AUM; Fixed feesView
MEP CAPITAL MANAGEMENT, LLC

CRD 304299

New York, NY

Corporate platform

LLC

$507.3M5 advisorsPercentage of AUM; Performance-based feesView
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