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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MOUNTAIN HILL INVESTMENT PARTNERS

CRD 175187

Atlantic Highlands, NJ

Corporate platform

Corporation

$539.0M3 advisorsPercentage of AUM; Hourly chargesView
GALLACHER CAPITAL MANAGEMENT, LLC

CRD 113189

Lone Tree, CO

Corporate platform

LLC

$539.0M10 advisorsPercentage of AUM · Fixed fees +1 moreView
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

CRD 140551

Phoenix, AZ

Corporate platform

LLC

$538.8M7 advisorsPercentage of AUM · Hourly charges +1 moreView
MORRIS FINANCIAL CONCEPTS, INC.

CRD 114862

Mount Pleasant, SC

Corporate platform

Corporation

$538.4M9 advisorsPercentage of AUM · Hourly charges +1 moreView
DEANS KNIGHT CAPITAL MANAGEMENT

CRD 149155

Vancouver

Corporate platform

Other (specify)

$538.3M7 advisorsPercentage of AUMView
TROOB CAPITAL MANAGEMENT LLC

CRD 161416

Rye Brook, NY

Corporate platform

LLC

$537.9M6 advisorsPercentage of AUM; Performance-based feesView
WEAVER CAPITAL MANAGEMENT, LLC

CRD 135037

Suwanee, GA

Corporate platform

LLC

$537.8M3 advisorsPercentage of AUM; Fixed feesView
REDMOND ASSET MANAGEMENT, LLC

CRD 138706

Henrico, VA

Corporate platform

LLC

$537.2M2 advisorsPercentage of AUMView
HINDS FINANCIAL GROUP INC

CRD 129971

Lakewood, CO

Corporate platform

Corporation

$536.9M5 advisorsPercentage of AUM · Hourly charges +1 moreView
BRIGHT ROCK CAPITAL MANAGEMENT LLC

CRD 152820

Hanover, MA

Corporate platform

LLC

$536.0M3 advisorsPercentage of AUMView
LEGACY CAPITAL GROUP CALIFORNIA, INC.

CRD 111436

Los Gatos, CA

Corporate platform

Corporation

$535.7M3 advisorsPercentage of AUM · Fixed fees +2 moreView
FAIRBRIDGE ASSET MANAGEMENT LLC

CRD 314538

Darien, CT

Corporate platform

LLC

$535.4M7 advisorsPercentage of AUM · Performance-based fees +1 moreView
NATIONAL WEALTH MANAGEMENT GROUP, LLC

CRD 174883

Cincinnati, OH

Corporate platform

LLC

$534.9M18 advisorsPercentage of AUM · Hourly charges +1 moreView
PEAK FINANCIAL MANAGEMENT INC

CRD 110559

Wellesley, MA

Corporate platform

Corporation

$534.4M7 advisorsPercentage of AUM; Hourly chargesView
MORSE ASSET MANAGEMENT, INC.

CRD 285650

Darien, CT

Corporate platform

Corporation

$534.3M5 advisorsPercentage of AUMView
PEIRCE CAPITAL MANAGEMENT, LLC

CRD 142654

The Woodlands, TX

Corporate platform

LLC

$534.1M5 advisorsPercentage of AUMView
ROBERTSON INVESTMENT MANAGEMENT

CRD 115425

Houston, TX

Corporate platform

LLC

$534.1M10 advisorsPercentage of AUMView
NEW CAPITAL MANAGEMENT, LP

CRD 131658

Houston, TX

Corporate platform

LP

$533.5M2 advisorsPercentage of AUM; Fixed feesView
TRIGRAN INVESTMENTS, INC.

CRD 155200

Northbrook, IL

Corporate platform

Corporation

$533.2M7 advisorsPercentage of AUM; Performance-based feesView
ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC

CRD 316736

Wellesley, MA

Corporate platform

Corporation

$532.9M4 advisorsPercentage of AUM; Fixed feesView
CONSULTIVA WEALTH MANAGEMENT, CORP.

CRD 111846

San Juan, PR

Corporate platform

Corporation

$532.7M18 advisorsPercentage of AUM · Hourly charges +1 moreView
CMT ASSET MANAGEMENT LLC

CRD 290487

Chicago, IL

Corporate platform

LLC

$532.7M12 advisorsPercentage of AUM; Performance-based feesView
WHITE PINE INVESTMENT CO

CRD 111556

Livonia, MI

Corporate platform

Corporation

$532.3M3 advisorsPercentage of AUMView
P. SCHOENFELD ASSET MANAGEMENT LP

CRD 149236

New York, NY

Corporate platform

LP

$532.2M4 advisorsPercentage of AUM; Performance-based feesView
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