Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
TABOR ASSET MANAGEMENT, LP

CRD 304666

New York, NY

Corporate platform

LP

$577.2M4 advisorsPercentage of AUM; Performance-based feesView
BROGAN FINANCIAL

CRD 133623

Knoxville, TN

Corporate platform

Corporation

$577.0M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ANGELENO GROUP, LLC

CRD 159677

Beverly Hills, CA

Corporate platform

LLC

$576.5M8 advisorsPercentage of AUM; Performance-based feesView
NOMURA ASSET MANAGEMENT U.S.A. INC.

CRD 108222

New York, NY

Corporate platform

Corporation

$576.3M7 advisorsPercentage of AUM; Performance-based feesView
REZNY WEALTH MANAGEMENT, INC.

CRD 109638

Fort Myers, FL

Corporate platform

Corporation

$576.0M2 advisorsPercentage of AUM; Hourly chargesView
BERKELEY, INC

CRD 117667

Boise, ID

Corporate platform

Corporation

$573.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CURTIS ADVISORY GROUP, LLC

CRD 151695

Santa Barbara, CA

Corporate platform

LLC

$573.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
FSA ADVISORS, INC.

CRD 286251

Troy, MI

Corporate platform

Corporation

$573.4M31 advisorsPercentage of AUM · Hourly charges +2 moreView
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC

CRD 130132

Lake Forest, IL

Corporate platform

LLC

$572.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
G.W. SHERWOLD ASSOCIATES, INC.

CRD 42186

Lake Forest, CA

Corporate platform

Corporation

$572.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
THE ITHAKA GROUP, LLC

CRD 146975

Arlington, VA

Corporate platform

LLC

$572.1M4 advisorsPercentage of AUM; Performance-based feesView
CONNING INVESTMENT PRODUCTS, INC.

CRD 120387

Hartford, CT

Corporate platform

Corporation

$572.0M5 advisorsPercentage of AUMView
CLEAN YIELD ASSET MANAGEMENT

CRD 104826

Norwich, VT

Corporate platform

Corporation

$571.2M8 advisorsPercentage of AUM · Fixed fees +1 moreView
SANCHEZ WEALTH MANAGEMENT GROUP, LLC

CRD 169274

Jacksonville, FL

Corporate platform

LLC

$571.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
LIFESTYLE ASSET MANAGEMENT, INC.

CRD 157450

Friendswood, TX

Corporate platform

Corporation

$571.2M13 advisorsPercentage of AUM; Hourly chargesView
TYRO CAPITAL MANAGEMENT, LLC

CRD 312329

Miami, FL

Corporate platform

LLC

$570.9M5 advisorsPercentage of AUM; Performance-based feesView
LOOM CAPITAL MANAGEMENT LLC

CRD 174093

New York, NY

Corporate platform

LLC

$570.8M2 advisorsPercentage of AUM; Performance-based feesView
GUMSHOE CAPITAL MANAGEMENT LLC

CRD 328451

New York, NY

Corporate platform

LLC

$570.6M4 advisorsPercentage of AUM; Performance-based feesView
TTP INVESTMENTS, INC.

CRD 284082

San Jose, CA

Corporate platform

Corporation

$570.6M3 advisorsPercentage of AUM; FOR CLIENTS WHOSE MONEY WE DO NOT MANAGE - VERY INFREQUENTView
BAY HILLS CAPITAL MANAGEMENT, LLC

CRD 158603

San Francisco, CA

Corporate platform

LLC

$569.8M5 advisorsPercentage of AUM; Performance-based feesView
FREEDOM INVESTMENT MANAGEMENT, INC.

CRD 126052

South Windsor, CT

Corporate platform

Corporation

$568.7M6 advisorsPercentage of AUM; MINIMUM MONTHLY ACCOUNT FEEView
RIA ADVISORY GROUP, LLC

CRD 152566

Des Moines, IA

Corporate platform

LLC

$568.4M25 advisorsPercentage of AUMView
S.E.E.D. PLANNING GROUP, LLC

CRD 188521

Binghamton, NY

Corporate platform

LLC

$568.0M18 advisorsPercentage of AUM · Hourly charges +1 moreView
HILLCREST FINANCIAL GROUP

CRD 317862

Thousand Oaks, CA

Corporate platform

Corporation

$567.8M5 advisorsPercentage of AUM; Fixed feesView
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