Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SANCUS CAPITAL MANAGEMENT LP

CRD 157121

Los Angeles, CA

Corporate platform

LP

$618.9M6 advisorsPercentage of AUM · Performance-based fees +1 moreView
ALEXANDER LABRUNERIE & CO., INC.

CRD 117153

Columbia, MO

Corporate platform

Corporation

$618.9M6 advisorsPercentage of AUM; Fixed feesView
WHITE OAKS WEALTH ADVISORS, INC.

CRD 173522

Minneapolis, MN

Corporate platform

Corporation

$618.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
RIVERMONT CAPITAL MANAGEMENT LP

CRD 311888

New York, NY

Corporate platform

LP

$617.9M3 advisorsPercentage of AUM; Performance-based feesView
REGIS METRO ASSOCIATES, INC.

CRD 160859

San Francisco, CA

Corporate platform

Corporation

$617.8M2 advisorsPercentage of AUM · Fixed fees +1 moreView
DI INVESTMENT MANAGEMENT LP

CRD 318069

Dallas, TX

Corporate platform

LP

$617.6M45 advisorsPercentage of AUM; Performance-based feesView
HUSSMAN STRATEGIC ADVISORS INC

CRD 109400

Ellicott City, MD

Corporate platform

Corporation

$617.4M2 advisorsPercentage of AUMView
WEST WEALTH GROUP, LLC

CRD 316644

Irvine, CA

Corporate platform

LLC

$616.7M13 advisorsPercentage of AUM · Hourly charges +1 moreView
GREENBUSH FINANCIAL GROUP, LLC

CRD 125500

Albany, NY

Corporate platform

LLC

$616.5M3 advisorsPercentage of AUM · Hourly charges +4 moreView
STOLPER & CO., INC.

CRD 6911

San Diego, CA

Corporate platform

Corporation

$615.7M2 advisorsPercentage of AUM; Fixed feesView
FMB WEALTH MANAGEMENT

CRD 122309

Westlake Village, CA

Corporate platform

Corporation

$615.7M5 advisorsPercentage of AUMView
KETTLE HILL CAPITAL MANAGEMENT, LLC

CRD 163722

New York, NY

Corporate platform

LLC

$615.5M7 advisorsPercentage of AUM; Performance-based feesView
NINE THIRTY CAPITAL MANAGEMENT, LLC

CRD 130545

New York, NY

Corporate platform

LLC

$615.5M2 advisorsPercentage of AUM; Performance-based feesView
ENVOY ADVISORY INC.

CRD 306559

Colorado Springs, CO

Corporate platform

Corporation

$615.0M12 advisorsPercentage of AUM · Hourly charges +1 moreView
FINANCIAL ALTERNATIVES, INC.

CRD 108245

La Jolla, CA

Corporate platform

Corporation

$614.8M7 advisorsPercentage of AUM · Hourly charges +1 moreView
MYSTIC ASSET MANAGEMENT

CRD 170361

Warwick, RI

Corporate platform

Corporation

$614.6M2 advisorsPercentage of AUM · Hourly charges +2 moreView
TURAS CAPITAL MANAGEMENT

CRD 336516

Boston, MA

Corporate platform

LP

$613.5M2 advisorsPercentage of AUM · Performance-based fees +1 moreView
ATLANTIC CREEK INVESTMENT MANAGEMENT, LLC

CRD 163428

New York, NY

Corporate platform

LLC

$612.4M14 advisorsPerformance-based fees · MGMT FEE BASED ON % OF COMMIT CAP. +1 moreView
WEALTH WATCH ADVISORS, INC

CRD 172002

Englewood, CO

Corporate platform

Corporation

$612.4M52 advisorsPercentage of AUM · Hourly charges +1 moreView
RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC

CRD 145682

CA

Corporate platform

LLC

$612.2M1 advisorsPercentage of AUMView
QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD 174327

Saratoga Springs, NY

Corporate platform

LLC

$611.9M22 advisorsPercentage of AUM; Fixed feesView
FINANCIAL SECURITY MANAGEMENT, INC

CRD 116570

Lakewood, CO

Corporate platform

Corporation

$611.5M7 advisorsPercentage of AUM; Hourly chargesView
STEFFES FINANCIAL, LTD

CRD 134530

Overland Park, KS

Corporate platform

Corporation

$611.5M3 advisorsPercentage of AUM; Hourly chargesView
PEREGRINE ASSET ADVISERS, INC.

CRD 115738

Portland, OR

Corporate platform

Corporation

$611.0M6 advisorsPercentage of AUM; ANNUAL ACCOUNT FEEView
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