Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PLANNED SOLUTIONS, INC.

CRD 105052

Folsom, CA

Corporate platform

Corporation

$671.0M6 advisorsPercentage of AUM; Hourly chargesView
MONTROSE ADVISORS INC

CRD 105918

New York, NY

Corporate platform

Corporation

$670.8M3 advisorsPercentage of AUM · Hourly charges +1 moreView
FIRST FINANCIAL COACHING, INC.

CRD 152070

Mt. Clemens, MI

Corporate platform

Corporation

$670.6M14 advisorsFixed fees; SOLICITORS FEESView
NORTHLEAF CAPITAL ADVISORS LTD.

CRD 145014

Toronto, Ontario

Corporate platform

Corporation

$670.4M70 advisorsPercentage of AUM; Performance-based feesView
LOMBARD ADVISERS INCORPORATED

CRD 108231

Baltimore, MD

Corporate platform

Corporation

$669.8M30 advisorsPercentage of AUM; Fixed feesView
PACIFIC CAPITAL

CRD 159294

Corona, CA

Corporate platform

Corporation

$668.6M6 advisorsPercentage of AUM · Fixed fees +2 moreView
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC

CRD 42941

Golden Valley, MN

Corporate platform

Corporation

$668.6M32 advisorsPercentage of AUM · Hourly charges +1 moreView
ASPYRE WEALTH PARTNERS

CRD 107212

Overland Park, KS

Corporate platform

Corporation

$668.3M8 advisorsPercentage of AUM · Hourly charges +2 moreView
OPENGATE CAPITAL MANAGEMENT, LLC

CRD 213518

New York, NY

Corporate platform

LLC

$666.8M15 advisorsPercentage of AUM; Performance-based feesView
IRC WEALTH

CRD 132022

Atlanta, GA

Corporate platform

Corporation

$666.7M8 advisorsPercentage of AUM; Fixed feesView
PRESTIGE WEALTH MANAGEMENT GROUP, LLC

CRD 127381

Flemington, NJ

Corporate platform

LLC

$666.4M4 advisorsPercentage of AUM · Hourly charges +1 moreView
COMPASS CAPITAL CORPORATION

CRD 112323

Braintree, MA

Corporate platform

Corporation

$663.6M14 advisorsPercentage of AUM · Hourly charges +1 moreView
MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

CRD 115120

Dallas, TX

Corporate platform

LLC

$663.2M7 advisorsPercentage of AUM · Fixed fees +1 moreView
CALVERT STREET CAPITAL PARTNERS, INC.

CRD 158096

Towson, MD

Corporate platform

Corporation

$663.1M17 advisorsPercentage of AUM · Fixed fees +2 moreView
CRUDEN BAY INVESTMENT MANAGEMENT, LLC

CRD 284787

Westlake Village, CA

Corporate platform

LLC

$663.1M4 advisorsPercentage of AUMView
BARE WEALTH ADVISORS

CRD 328043

Gap, PA

Corporate platform

Corporation

$662.3M8 advisorsPercentage of AUM; Fixed feesView
PENDER CAPITAL MANAGEMENT, LLC

CRD 281448

Dallas, TX

Corporate platform

LLC

$661.4M13 advisorsPercentage of AUM · Performance-based fees +1 moreView
THE GENWEALTH GROUP, INC.

CRD 154569

Maplewood, NJ

Corporate platform

Corporation

$661.3M5 advisorsPercentage of AUM; Fixed feesView
BANORTE ASSET MANAGEMENT, INC.

CRD 290555

Houston, TX

Corporate platform

Corporation

$661.2M17 advisorsPercentage of AUMView
WILLIAMS ASSET MANAGEMENT

CRD 338196

Columbia, MD

Corporate platform

Corporation

$661.1M6 advisorsPercentage of AUM; Fixed feesView
HOLDERNESS INVESTMENTS CO

CRD 106530

Greensboro, NC

Corporate platform

Corporation

$660.7M6 advisorsPercentage of AUM · Hourly charges +1 moreView
GOODLANDER INVESTMENT MANAGEMENT, LLC

CRD 317830

Dallas, TX

Corporate platform

LLC

$660.5M5 advisorsPercentage of AUM; Performance-based feesView
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

CRD 328279

Blue Bell, PA

Corporate platform

LLC

$659.8M2 advisorsPercentage of AUMView
ARCHER CAPITAL GROUP MANAGEMENT, LLC

CRD 317047

Los Angeles, CA

Corporate platform

LLC

$659.6M8 advisorsPercentage of AUM; Performance-based feesView
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