Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Advisory firms — LLCs, partnerships, and sole proprietors that households typically hire directly.

29,903 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
NORWEST CAPITAL ADVISORS, LLC

CRD 323642

Minneapolis, MN

Advisory firm

LLC

$3.84B28 advisorsPercentage of AUM; Performance-based feesView
SPEARHEAD ADMINISTRATIVE SERVICES, LLC

CRD 319289

Greenville, DE

Advisory firm

LLC

$3.83B3 advisorsPercentage of AUM · Fixed fees +1 moreView
AVALA GLOBAL LP

CRD 323053

New York, NY

Advisory firm

LP

$3.82B12 advisorsPercentage of AUM; Performance-based feesView
MATTER FAMILY OFFICE

CRD 106806

St. Louis, MO

Advisory firm

LLC

$3.81B40 advisorsPercentage of AUM; Fixed feesView
GRANDEUR PEAK GLOBAL ADVISORS

CRD 158270

Salt Lake City, UT

Advisory firm

LLC

$3.80B33 advisorsPercentage of AUM; Performance-based feesView
KINGSWOOD WEALTH ADVISORS, LLC

CRD 288792

San Diego, CA

Advisory firm

LLC

$3.80B76 advisorsPercentage of AUM · Hourly charges +1 moreView
HARVEST GLOBAL INVESTMENTS LIMITED

CRD 157964

Hong Kong

Advisory firm

Other (specify)

$3.79B18 advisorsPercentage of AUM; Performance-based feesView
RICHARD BERNSTEIN ADVISORS LLC

CRD 153577

New York, NY

Advisory firm

LLC

$3.79B7 advisorsPercentage of AUM · Fixed fees +1 moreView
INTEGRAL ILS LTD.

CRD 310727

Hamilton

Advisory firm

Other (specify)

$3.78B11 advisorsPercentage of AUM; SEE MISC. SECTIONView
HEALTHCARE ROYALTY MANAGEMENT, LLC

CRD 169355

Stamford, CT

Advisory firm

LLC

$3.78B19 advisorsPercentage of AUM · Fixed fees +2 moreView
M-ONE CAPITAL

CRD 158782

Omaha, NE

Advisory firm

LLC

$3.77B28 advisorsPercentage of AUM · Performance-based fees +1 moreView
NEOS PARTNERS, LP

CRD 323847

San Diego, CA

Advisory firm

LP

$3.77B23 advisorsPercentage of AUM; Performance-based feesView
PLEXUS CAPITAL

CRD 310241

Raleigh, NC

Advisory firm

LLC

$3.77B33 advisorsPercentage of AUM · Performance-based fees +1 moreView
GFS ADVISORS LLC

CRD 143110

Houston, TX

Advisory firm

LLC

$3.76B9 advisorsPercentage of AUM; Performance-based feesView
BEAUMONT FINANCIAL PARTNERS

CRD 322925

Needham, MA

Advisory firm

LLC

$3.76B15 advisorsPercentage of AUM · Hourly charges +1 moreView
10TH LANE PARTNERS, LP

CRD 160822

New York, NY

Advisory firm

LP

$3.76B27 advisorsPercentage of AUM · Performance-based fees +1 moreView
TRANSWESTERN INVESTMENTS

CRD 159520

Dallas, TX

Advisory firm

LLC

$3.75B25 advisorsPercentage of AUM · Fixed fees +2 moreView
TRB WEALTH MANAGEMENT, LLC

CRD 309370

Houston, TX

Advisory firm

LLC

$3.74B13 advisorsPercentage of AUM · Hourly charges +1 moreView
ARGOSY CAPITAL

CRD 160212

Wayne, PA

Advisory firm

LLC

$3.74B60 advisorsPercentage of AUM; Performance-based feesView
PROTERRA INVESTMENT PARTNERS LP

CRD 282051

Minneapolis, MN

Advisory firm

LP

$3.71B40 advisorsPercentage of AUM; Performance-based feesView
MERK INVESTMENTS LLC

CRD 112305

Palo Alto, CA

Advisory firm

LLC

$3.71B5 advisorsPercentage of AUMView
FALFURRIAS MANAGEMENT PARTNERS LP

CRD 163076

Charlotte, NC

Advisory firm

LP

$3.71B46 advisorsPercentage of AUM; Performance-based feesView
ONCAP MANAGEMENT PARTNERS L.P.

CRD 161167

Toronto

Advisory firm

LP

$3.71B31 advisorsPercentage of AUM; Performance-based feesView
WEALTH MANAGEMENT

CRD 137080

Norfolk, NE

Advisory firm

LLC

$3.71B49 advisorsPercentage of AUM · Hourly charges +1 moreView
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