Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Advisory firms — LLCs, partnerships, and sole proprietors that households typically hire directly.

29,903 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
INVESTMENT TRENDS CAPITAL GROUP LLC

CRD 328745

Advisory firm

LLC

$28.0M1 advisorsPercentage of AUMView
UNIVERSAL WEALTH MANAGEMENT LLC

CRD 333585

Surprise, AZ

Advisory firm

LLC

$28.0M6 advisorsPercentage of AUMView
VIVCAP LLC

CRD 317240

Advisory firm

LLC

$28.0M1 advisorsPercentage of AUMView
RCK WEALTH ADVISORY LLC

CRD 327790

Advisory firm

LLC

$28.0M1 advisorsPercentage of AUM; Fixed feesView
WARREN FINANCIAL, LLC

CRD 334439

Bangor, ME

Advisory firm

LLC

$27.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FAIR WEATHER STRATEGIES LLC

CRD 163031

Advisory firm

LLC

$27.9M1 advisorsPercentage of AUM; Hourly chargesView
YH&C INVESTMENTS INC.

CRD 129823

Advisory firm

Other (specify)

$27.9M1 advisorsPercentage of AUM · Fixed fees +1 moreView
BUOYANT FINANCIAL

CRD 289156

Advisory firm

LLC

$27.9M1 advisorsPercentage of AUM; Fixed feesView
NORD ASSOCIATES LLC

CRD 325126

Advisory firm

LLC

$27.8M1 advisorsFixed fees; CONSULTING FEESView
A. J. BROOKER FINANCIAL ASSOCIATES

CRD 157211

Columbia, SC

Advisory firm

LLC

$27.8M1 advisorsPercentage of AUM; Fixed feesView
INSIGHT FINANCIAL STRATEGISTS

CRD 165125

Newton, MA

Advisory firm

LLC

$27.8M3 advisorsPercentage of AUM · Hourly charges +2 moreView
EDEN ADVISORY SERVICES, LLC

CRD 277083

Albany, NY

Advisory firm

LLC

$27.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ON TARGET WEALTH PARTNERS, LLC

CRD 147594

Greenwood, IN

Advisory firm

LLC

$27.8M1 advisorsPercentage of AUMView
FANCLUB SPORTS CAPITAL

CRD 324765

Advisory firm

LLC

$27.8M1 advisorsPercentage of AUM; Performance-based feesView
VISION TECH FINANCIAL ADVISORS

CRD 311263

Advisory firm

LLC

$27.8M1 advisorsPercentage of AUM; Hourly chargesView
NORTH FORK FINANCIAL, LLC

CRD 316152

Hutchinson, KS

Advisory firm

LLC

$27.8M2 advisorsPercentage of AUM; Fixed feesView
TACTICAL TAX WEALTH MANAGEMENT

CRD 325242

Phoenix, AZ

Advisory firm

LLC

$27.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
MLN INVESTMENTS LLC

CRD 163424

Bolingbrook, IL

Advisory firm

LLC

$27.7M1 advisorsPercentage of AUMView
CLEARVIEW CAPITAL

CRD 327199

Holland, MI

Advisory firm

LLC

$27.7M1 advisorsPercentage of AUM; Fixed feesView
STACKHOUSE ENTERPRISES

CRD 319391

Sedalia, MO

Advisory firm

LLC

$27.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
INVEST CAPITAL LLC

CRD 293495

Advisory firm

LLC

$27.7M1 advisorsPercentage of AUM; Hourly chargesView
CLARK BROWN, LLC

CRD 323011

Athens, GA

Advisory firm

LLC

$27.7M2 advisorsPercentage of AUM · Hourly charges +2 moreView
HINDE GROUP LLC

CRD 174994

San Francisco, CA

Advisory firm

LLC

$27.7M1 advisorsPercentage of AUMView
AEGIS WEALTH ADVISORS. LLC

CRD 136815

Hartland, WI

Advisory firm

LLC

$27.7M1 advisorsPercentage of AUMView
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