Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Advisory firms — LLCs, partnerships, and sole proprietors that households typically hire directly.

29,903 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BROKER ONE

CRD 121219

Advisory firm

Sole prop

$30.0M1 advisorsPercentage of AUMView
CASTFIRM ADVISORS LLC

CRD 327519

Garden City, NY

Advisory firm

LLC

$30.0M3 advisorsPercentage of AUM; Fixed feesView
CATAMOUNT CAPITAL LLC

CRD 137652

Dallas, TX

Advisory firm

LLC

$30.0M1 advisorsPercentage of AUM; Performance-based feesView
CONSCIENT CAPITAL, LLC

CRD 146689

Advisory firm

LLC

$30.0M1 advisorsPercentage of AUMView
ELEVATION FINANCIAL LLC

CRD 300573

Advisory firm

LLC

$30.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
GRANITE CAPITAL WEALTH MANAGEMENT LLC

CRD 307670

Advisory firm

LLC

$30.0M3 advisorsPercentage of AUM; Performance-based feesView
INAEYA WEALTH MANAGEMENT LLC

CRD 312110

Advisory firm

LLC

$30.0M1 advisorsPercentage of AUMView
RIC KOMAREK, CFP

CRD 152947

Redding, CA

Advisory firm

Sole prop

$30.0M1 advisorsPercentage of AUMView
RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS

CRD 127585

Portland, OR

Advisory firm

LLC

$30.0M1 advisorsPercentage of AUMView
SNUG HARBOR CAPITAL MANAGEMENT, LLC

CRD 133453

Advisory firm

LLC

$30.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SUMMIT RIDGE ADVISORS

CRD 335600

Mapleton, UT

Advisory firm

LLC

$30.0M1 advisorsPercentage of AUM; Hourly chargesView
DIAMOND PEAK WEALTH MANAGEMENT LLC

CRD 342229

Bend, OR

Advisory firm

LLC

$29.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SORA WEALTH, LLC

CRD 313208

Lincolnwood, IL

Advisory firm

LLC

$29.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
INTEGRATED CAPITAL PLANNING LLC

CRD 131574

Bend, OR

Advisory firm

LLC

$29.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SENECA PRIVATE WEALTH, LLC

CRD 334161

Los Angeles, CA

Advisory firm

LLC

$29.9M5 advisorsPercentage of AUM · Hourly charges +1 moreView
CIMARRON CAPITAL MANAGEMENT, LLC

CRD 283375

Advisory firm

LLC

$29.8M1 advisorsPercentage of AUM; Performance-based feesView
PORT CAPITAL MANAGEMENT

CRD 330252

Massapequa, NY

Advisory firm

LLC

$29.8M1 advisorsPercentage of AUMView
WINDWARD PARTNERS, L.L.C.

CRD 135698

Advisory firm

LLC

$29.8M1 advisorsPercentage of AUMView
METIS CAPITAL MANAGEMENT LLC

CRD 133198

CA

Advisory firm

LLC

$29.8M1 advisorsPercentage of AUMView
ATI WEALTH PARTNERS, LLC

CRD 282924

Advisory firm

LLC

$29.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
AURORA STRATEGIC ADVISORS, LLC

CRD 268828

Lumberton, NC

Advisory firm

LLC

$29.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
KCM

CRD 334409

Advisory firm

LLC

$29.8M1 advisorsPercentage of AUMView
FISCHER WEALTH ADVISORS, LLC

CRD 281113

Advisory firm

LLC

$29.7M1 advisorsPercentage of AUM · Hourly charges +2 moreView
DUNN FINANCIAL ADVISORS, LLC

CRD 116173

Advisory firm

LLC

$29.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
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