Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Advisory firms — LLCs, partnerships, and sole proprietors that households typically hire directly.

29,903 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FORWARD CONSUMER PARTNERS, LLC

CRD 327847

Greenwich, CT

Advisory firm

LLC

$425.0M13 advisorsPercentage of AUM; Performance-based feesView
TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC

CRD 332802

Los Angeles, CA

Advisory firm

LLC

$425.0M24 advisorsPercentage of AUM; Performance-based feesView
MACDOUGALL FINANCIAL COUNSELING

CRD 104644

Delmont, PA

Advisory firm

LLC

$424.8M2 advisorsPercentage of AUM · Fixed fees +1 moreView
SPRING LANE CAPITAL

CRD 290181

Boston, MA

Advisory firm

LLC

$424.7M10 advisorsPercentage of AUM; Performance-based feesView
BLACKDIAMOND WEALTH MANAGEMENT, LLC

CRD 291459

New York, NY

Advisory firm

LLC

$424.0M7 advisorsPercentage of AUM; Fixed feesView
APOLLO S3 RIC MANAGEMENT, L.P.

CRD 330339

New York, NY

Advisory firm

LP

$423.8M912 advisorsPercentage of AUM; Performance-based feesView
CASTLE COAST WEALTH, LLC

CRD 298439

La Jolla, CA

Advisory firm

LLC

$423.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
GENEVA PARTNERS, LLC

CRD 130768

Lake Geneva, WI

Advisory firm

LLC

$423.6M9 advisorsPercentage of AUMView
HERITAGE FAMILY OFFICES, LLP

CRD 323930

Scottsdale, AZ

Advisory firm

LLP

$423.3M3 advisorsPercentage of AUM · Fixed fees +1 moreView
ZARVONA ENERGY LLC

CRD 288820

Houston, TX

Advisory firm

LLC

$423.1M3 advisorsPercentage of AUM; Performance-based feesView
VALIANT WEALTH, LLC

CRD 146911

West Des Moines, IA

Advisory firm

LLC

$423.1M3 advisorsPercentage of AUM · Fixed fees +1 moreView
FORZA WEALTH MANAGEMENT

CRD 281075

Sarasota, FL

Advisory firm

LLC

$422.4M4 advisorsPercentage of AUM; Hourly chargesView
CONGRESS PARK CAPITAL LLC

CRD 150309

Saratoga Springs, NY

Advisory firm

LLC

$422.3M3 advisorsPercentage of AUM; Fixed feesView
ADIRONDACK CAPITAL ADVISORS, LLC

CRD 133305

Syracuse, NY

Advisory firm

LLC

$422.3M4 advisorsPercentage of AUM · Hourly charges +2 moreView
PRIMETRUST ADVISORS LLC

CRD 141625

Greenville, SC

Advisory firm

LLC

$421.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ADAPTIVE INVESTMENTS

CRD 281201

Alpharetta, GA

Advisory firm

LLC

$421.4M3 advisorsPercentage of AUMView
RUBICON ADVISORS

CRD 174447

Redding, CA

Advisory firm

Partnership

$420.7M19 advisorsPercentage of AUM · Hourly charges +1 moreView
METAVASI CAPITAL LP

CRD 311581

Larchmont, NY

Advisory firm

LP

$420.6M5 advisorsPercentage of AUM · Fixed fees +1 moreView
GENCAP PORTFOLIO MANAGEMENT

CRD 269910

Tiburon, CA

Advisory firm

LLC

$420.4M8 advisorsPercentage of AUM · Hourly charges +1 moreView
ACIMA PRIVATE WEALTH LLC

CRD 281496

Richmond, VA

Advisory firm

LLC

$420.4M6 advisorsPercentage of AUM; FLAT, ANNUAL FEEView
GENESEE CAPITAL ADVISORS, LLC

CRD 167353

Auburn, NY

Advisory firm

LLC

$420.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
EXETER FINANCIAL, LLC

CRD 143420

Scottsdale, AZ

Advisory firm

LLC

$420.2M4 advisorsPercentage of AUM · Hourly charges +1 moreView
POINT BRIDGE CAPITAL, LLC

CRD 168071

Fort Worth, TX

Advisory firm

LLC

$419.7M1 advisorsPercentage of AUMView
POTRERO CAPITAL RESEARCH, LLC

CRD 125909

San Francisco, CA

Advisory firm

LLC

$419.6M3 advisorsPercentage of AUM; Performance-based feesView
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